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Compliance Officer Jobs in Grapevine

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Job info
Company
In-House
Experience
Min 6 yrs required
Location
Southlake, TX
Posted Date
Mar 30, 2020
Info Source
Employer
Total Views
31
Compliance Manager The candidate will... closing & escrow licensing, compliance and vendor management for... audits. Recommend and implement compliance initiatives which match the... federal level. Provide licensing compliance in national market for... applications for accuracy and compliance with applicable state regulations.... Compliance... read more
Company
In-House
Location
Irving, TX
Posted Date
Mar 12, 2020
Info Source
Employer
Total Views
19
Compliance Ethics Senior Officer I... trends, significant matters and compliance issues to senior management.... and assets, by driving compliance with applicable laws, rules... and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and... read more
Company
In-House
Experience
3-5 yrs required
Location
Dallas, TX
Posted Date
Mar 13, 2020
Info Source
Employer
Total Views
6
Regulatory Compliance Senior Associate / Manager... Responsibilities: Advising clients on compliance with the Securities Act,... and advertising materials for compliance with the Advisers Act... in the performance of compliance functions, such as oversight... documentation for anti-money laundering compliance. Review, assess, devise, and... compliance-related... read more
Company
In-House
Experience
5-7 yrs required
Location
Frisco, TX
Posted Date
Mar 23, 2020
Info Source
Employer
Total Views
10
Compliance Officer - Remote The... building relationships with client compliance contacts, in conjunction with... collaboration when faced with compliance concerns. Monitoring client-specific trends... and collaborating with client compliance contacts to reduce compliance... risks specific to the... investigating, and resolving potential compliance matters referred through Conifer’s... compliance... read more
Company
In-House
Experience
5-7 yrs required
Location
Plano, TX
Posted Date
Apr 01, 2020
Info Source
Employer
Total Views
3
Compliance Officer / Managing Counsel... to the Chief Legal Officer with assigned duties to... the Chief Investment Officer (“CIO”), Advisory Services. Accountabilities:... Compliance: Development, design, and implementation... of compliance policies and procedures, consistent... transactions, corporate matters, and compliance issues. Communicate regularly with...... read more
Company
In-House
Experience
Min 6 yrs required
Location
Dallas, TX
Posted Date
Mar 30, 2020
Info Source
Employer
Total Views
22
Compliance Manager The candidate will... closing & escrow licensing, compliance and vendor management for... audits. Recommend and implement compliance initiatives which match the... federal level. Provide licensing compliance in national market for... applications for accuracy and compliance with applicable state regulations.... Compliance... read more
Company
In-House
Experience
Min 7 yrs required
Location
Plano, TX
Posted Date
Nov 29, 2019
Info Source
Employer
Total Views
8
Senior Manager, Compliance Advisor Duties: Providing subject... on consumer and bankruptcy compliance requirements; Providing effective challenge... and guidance on compliance risks and supporting business... Assessing operational breakdowns for compliance risk and providing guidance... guidance on controls over compliance requirements and business line... Compliance... read more
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