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Compliance Counsel Jobs in Maine

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Job info
Company
In-House
Experience
2-4 yrs required
Location
Belfast, ME
Posted Date
May 15, 18
Info Source
Employer
Total Views
17
Compliance Counsel The candidate will... and maintenance of company's compliance program. This includes conducting... risk assessments, advising on compliance-related issues, handling compliance investigations,... employee understanding of and compliance with applicable laws, regulations,... a high volume of compliance reports and project managing... compliance... read more
Company
In-House
Experience
Min 3 yrs required
Location
Westbrook, ME
Posted Date
May 18, 18
Info Source
Employer
Total Views
19
Corporate Counsel, Corporate and Securities The... director education. Advise and counsel the Finance and Investor... and Securities team, ensures compliance with US securities laws... counsel, auditors on such filings. Compliance with US securities law... requirements, including advising on compliance with Regulation FD and...... read more
Company
In-House
Experience
Min 6 yrs required
Location
Westbrook, ME
Posted Date
May 18, 18
Info Source
Employer
Total Views
34
Counsel contract drafting and guidance, compliance and litigation management; manage... regarding litigation avoidance and compliance with laws and regulations;... with HR managers regarding compliance with employment laws worldwide.... management as appropriate. Ensures compliance with laws and regulations.... legal transactions/projects/programs, international law, compliance, employee relations, litigation, business...... read more
Company
In-House, Bangor Savings Bank
Experience
Min 5 yrs required
Location
Bangor, ME
Posted Date
May 17, 18
Info Source
Employer
Total Views
60
Coordinates participation with outside Counsel for all appropriate legal... liquidation and monitors for compliance with terms. Actively seeks... to collect past due loan amounts and amounts due under deposit agreements. Appears the Bank is in compliance with local, state and...... read more
Company
Law Firm, BERNSTEIN, SHUR, SAWYER & NELS...
Experience
3-5 yrs required
Location
Portland, ME
Posted Date
May 10, 18
Info Source
Employer
Total Views
23
direct role in regulatory, compliance, and transactional client work... for a national practice serving SEC-registered investment advisory firms, open-end investment companies (mutual funds), registered closed-end investment companies, ETFs, common and collective investment trusts, other public and private on-shore and off-shore... read more
Company
Public Interest, Central Maine Medical Center
Experience
Min 5 yrs required
Location
Lewiston, ME
Posted Date
May 03, 18
Info Source
Employer
Total Views
31
other departments to ensure compliance with all applicable regulatory... and accrediting agencies' risk management related mandates. Must have Juris Doctor degree with 5+ years in healthcare risk management, multi-facility, experience preferred or equivalent system risk management experience. Risk Management certification,... read more
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