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The candidate should have 3-5 years of securities litigation and/or broker-dealer regulatory experience. The ideal candidate should have experience with examinations, inquiries, investigations, and enforcement actions by the SEC, FINRA, the various stock, option and commodity exchanges and...
client seeks securities litigation attorney with 3-5 years of... broker-dealer regulatory experience. The candidate must have experience with examinations, inquiries, investigations, and enforcement actions by the SEC, FINRA, the various stock, option and commodity exchanges and state securities agencies. Service...
Junior Attorney (mid-level)
The candidate will... issues. Must be mid-level attorney with commercial contracts and... general corporate transaction experience. 3-6 year and prior in-house experience preferred. Must be licensed to practice in Connecticut and/or registered as in-house counsel in Connecticut....