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Cftc Attorney Jobs in Illinois

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Job info
Company
In-House
Experience
Min 10 yrs required
Location
Chicago, IL
Posted Date
Dec 07, 18
Info Source
Employer
Total Views
37
Officer The candidate work regularly with the CCO-Fixed Income, CCO-Central Compliance, and other divisional CCOs and legal staff in developing and implementing policies and procedures for registered investment adviser, with a specific emphasis on the Investment Advisers Act of 1940... read more
Company
In-House
Experience
Location
Chicago, IL
Posted Date
Dec 07, 18
Info Source
Employer
Total Views
21
a particular emphasis on CFTC laws applicable to Derivatives... Clearing Organizations. Prior experience working with regulatory agencies and familiarity with regulations under Dodd-Frank and other applicable financial regulations preferred. General knowledge of financial risk management issues facing clearing... read more
Company
In-House
Experience
Location
Chicago, IL
Posted Date
Dec 07, 18
Info Source
Employer
Total Views
18
General Counsel, Information Security and Privacy Chicago Job Details: Director, General Counsel, Information Security and Privacy will provide legal advice on routine and complex business matters to internal clients and assist in managing legal... read more
Company
Recruiter
Experience
1-4 yrs required
Location
Chicago, IL
Posted Date
Oct 18, 18
Info Source
Recruiter
Total Views
9
a government agency. This attorney will litigate a wide... services matters regarding the CFTC, SEC, FINRA, securities and... derivatives exchanges, and state Attorneys General as well as related antitrust and white collar criminal matters as needed. Typical matters include disputes... read more
Company
In-House
Experience
6-12 yrs required
Location
Chicago, IL
Posted Date
Nov 26, 18
Info Source
Employer
Total Views
47
from the SEC, FINRA, CFTC, NFA and other regulatory... authorities. Working with outside counsel in handling larger enforcement matters brought by the firm’s regulators. Identifying necessary changes to the firm’s systems and procedures to meet new rules/regulations. Drafting agreements, disclosures,... read more
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