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Broker Dealer Litigation Attorney Jobs in New York

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Job info
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jun 22, 18
Info Source
Employer
Total Views
31
Senior Counsel (Litigation Attorney) The candidate will... attorneys representing Cetera in litigation, arbitration, mediation, and court.... arbitrations in house. Manage litigation docket to efficiently resolve... cases and update the broker-dealer management team regarding the... Litigation different legal areas, including broker-dealer and investment adviser law,...... read more
Company
In-House
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
Jun 20, 18
Info Source
Employer
Total Views
72
Information Technology Attorney The candidate will coordinate... retention requirements, including US broker-dealer and swap dealer obligations.... preferred. Information governance or Litigation e/Discovery experience desired. Data... licensing experience preferred. Experience with social media platforms and digital media law desired. In-house legal... read more
Company
In-House
Experience
3-4 yrs required
Location
New York City, NY
Posted Date
Jun 19, 18
Info Source
Employer
Total Views
9
in transactions (taxation, breaches, litigation, price adjustment, damages, GAAP,... etc.) is preferred. Must be an exceptional communicator with an emphasis on confidentiality, tact, and diplomacy (additional language skills are a plus) is essential. Advanced proficiency and experience using Microsoft Office... read more
Company
Recruiter
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Feb 01, 18
Info Source
Recruiter
Total Views
3
Attorney - Financial Services The... association and a U.S. Broker-dealer. Will be advising the... and coordinating with the litigation department on litigation matters,... management (interaffiliate and third-party), litigation, consumer complaints and/or regulatory... experience as a practicing attorney in financial services, with...... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Mar 09, 18
Info Source
Recruiter
Total Views
3
Financial Institutions Regulatory, Enforcement and Litigation Associate The candidate should... have 2-4 years of experience representing and advising broker-dealers, investment advisers and international... financial institutions in securities regulatory matters and enforcement proceedings, including trade finance negotiation and cross-border restructuring.... read more
Company
Recruiter
Experience
Location
New York City, NY
Posted Date
Feb 07, 18
Info Source
Recruiter
Total Views
6
Securities and broker-dealer litigation The candidate must... have excellent academic credentials.... read more
Company
Recruiter, BCG Attorney Search
Experience
8-20 yrs required
Location
New York City, NY
Posted Date
May 08, 18
Info Source
Recruiter
Total Views
75
Total Applies
4
New York City office is seeking a senior associate or partner level candidate with broker dealer compliance, SEC litigation... and class action litigation... experience. A portable book... of business is preferred but not required.... read more
Company
Recruiter
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Mar 19, 18
Info Source
Recruiter
Total Views
16
Total Applies
1
Seeking for well-credentialed Junior to mid-level Associates with experience in capital markets, M&A/private equity, asset management, bank regulatory, litigation, broker-dealer, regulatory and intellectual property....... read more
Company
Law Firm
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
May 23, 18
Info Source
Employer
Total Views
11
clients in complex commercial litigation, corporate law, and securities... structural knowledges; Clean up post ICO - issues with KYC or securities fraud plaintiff lawsuits; Advise Clients on listing on exchanges; Assist Clients in applying for ATS and associate related broker-dealers.... read more
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