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Broker Dealer Attorney Jobs in Texas

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Job info
Company
Law Firm
Experience
1-4 yrs required
Location
Dallas, TX
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
19
Attorney The candidate will handle... securities and broker dealer matters, international and... domestic taxation, bankruptcy, real estate, intellectual property, international law, corporate structure, asset protection, land use, and mergers and acquisitions. Should preferably have portable book of business. Should have... read more
Company
Law Firm
Experience
Min 2 yrs required
Location
Dallas, TX
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
16
Attorney The candidate will work... Will handle securities and broker dealer matters, international and... domestic taxation, bankruptcy, real estate, intellectual property, international law, corporate structure, asset protection, land use, and mergers and acquisitions. Portable book of business is a plus.... read more
Company
In-House
Experience
5-8 yrs required
Location
Houston, TX
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
7
Support the firm's affiliated broker-dealer in connection with negotiating... and reviewing selling and other agreements with financial intermediaries and on matters relating to fund marketing. Frequently interact with numerous stakeholders, including investments, compliance, fund administration, the insurance product group, marketing... read more
Company
In-House
Experience
5-8 yrs required
Location
Seguin, TX
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
11
Among other responsibilities, the attorney will be responsible for... law, contracts, intellectual property, dealer protection laws, product safety,... by business units, including dealer agreements, supply agreements, NDA's,... clients with regard to dealer termination issues as required.... Assist with due diligence... read more
Company
In-House
Experience
Min 5 yrs required
Location
Houston, TX
Posted Date
Feb 24, 18
Info Source
Employer
Total Views
48
insurance companies, investment managers, broker-dealers, and hedge funds. Serves... more of the largest and most complex financial services companies than any other firm. With extensive, integrated global network of industry-dedicated resources enables us to apply knowledge on clients’ behalf whenever... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
Dallas, TX
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
26
Attorney The candidate should have... experience handling securities and broker dealer matters, international and... domestic taxation, bankruptcy, real estate, intellectual property, international law, corporate structure, asset protection, land use, and mergers and acquisitions. Portable book of business is a plus.... read more
Company
Recruiter
Experience
Min 4 yrs required
Location
Dallas, TX
Posted Date
Oct 30, 17
Info Source
Recruiter
Total Views
8
Securities Regulation Attorney The candidate should have... practice group focusing on securities, capital markets, corporate finance, banking regulations (state and federal), public and/or private offerings, underwriter counseling, ’33 and ’34 act, and broker-dealer counseling. Strong advocacy and... writing skills required.... read more
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