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Broker Dealer Attorney Jobs in Texas

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Job info
Company
In-House
Experience
5-8 yrs required
Location
Houston, TX
Posted Date
Aug 13, 18
Info Source
Employer
Total Views
95
Support the firm’s affiliated broker-dealer in connection with negotiating... and reviewing selling and other agreements with financial intermediaries and on matters relating to fund marketing. Frequently interact with numerous stakeholders, including investments, compliance, fund administration, the insurance product group, marketing... read more
Company
In-House, TD Ameritrade IP Company, Inc
Experience
3-5 yrs required
Location
Southlake, TX
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
76
of experience. Knowledge of broker dealer regulations, corporate law... and experience handling regulatory investigation is needed. SEC or FINRA experience, or law firm experience advising financial institutions are needed. Military education or experience may be considered in lieu of civilian... read more
Company
In-House
Experience
Min 5 yrs required
Location
Houston, TX
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
93
I The candidate will be responsible for acquisition, development, maintenance and divestiture of company’s position regarding land (mineral, leasehold and surface). Assists with carrying out standard deals, contracts, agreements, tasks and procedures. With supervision, negotiates and writes contracts for exploration... read more
Company
Recruiter, BCG Attorney Search
Experience
2-13 yrs required
Location
Dallas, TX
Posted Date
Jul 05, 18
Info Source
Recruiter
Total Views
7
with 2+ years of experience. The candidate should have experience advising registered investment companies (including open-end and closed-end funds), investment advisers, and broker-dealers. Must preferably have significant... experience in advising clients in connection with the Investment Company Act of 1940.... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
San Antonio, TX
Posted Date
Mar 20, 18
Info Source
Recruiter
Total Views
7
Attorney - Life Insurance Products... and hire a contract Attorney - Life Insurance Products.... member in good standing in at least one state. Should have experience with securities (broker-dealer, investment advisory, mutual fund)... products. Some Trust and Estate experience helpful.... read more
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