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9 jobs found for

Broker Dealer Attorney Jobs in Illinois

Job info
Company
Law Firm
Experience
4-7 yrs required
Location
Chicago, IL
Posted Date
Sep 13, 17
Info Source
Employer
have 4-7 years of broad corporate experience. Bank regulatory and payments or broker-dealer experience is a plus.... Should have excellent analytical, writing and communication skills and the energy, drive and desire to work in a busy national corporate transactions practice.... read more
Company
In-House
Experience
2-5 yrs required
Location
Chicago, IL
Posted Date
Sep 19, 17
Info Source
Employer
Compliance Attorney The candidate will assist... a regulatory organization, a Broker Dealer, a Futures Commission... Merchant, or similar organization required. Strong attention to detail and effective communication skills (oral and written) required. Understanding of legal, regulatory issues facing proprietary trading... read more
Company
In-House
Experience
Min 7 yrs required
Location
Chicago, IL
Posted Date
Sep 19, 17
Info Source
Employer
services company that includes broker-dealer matters, or experience with... an industry regulator. Substantial background and experience with the offering and sale of insurance products by a brokerage firm, particularly fixed and variable annuities is required. Background in dealing with investment... read more
Company
In-House
Experience
Min 8 yrs required
Location
Chicago, IL
Posted Date
Sep 14, 17
Info Source
Employer
regulatory testing in AML, broker dealer policies and procedures,... of registration requirements for broker/dealers, RIAs and CFTC registrants.... Communicating with clients on the review process, conclusions and potential improvements to the process. Conducting complete documentation and client report review. Providing... read more
Company
In-House
Experience
Min 8 yrs required
Location
Chicago, IL
Posted Date
Sep 14, 17
Info Source
Employer
regulatory testing in AML, broker dealer policies and procedures,... of registration requirements for broker/dealers, RIAs and CFTC registrants.... Communicating with clients on the review process, conclusions and potential improvements to the process. Conducting complete documentation and client report review. Providing... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
Chicago, IL
Posted Date
Aug 23, 17
Info Source
Recruiter
have JD from an ABA-approved law school and be an active member in good standing of the Illinois Bar. Experience in one or more of the following areas: broker dealer, commodities, futures, hedge... funds and/or private equity funds is needed.... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
Chicago, IL
Posted Date
Aug 23, 17
Info Source
Recruiter
be an active member in good standing of the Bar. Should have 2+ years of relevant law firm experience. Experience in one or more of the following areas: broker dealer, commodities, futures, hedge... funds and/or private equity funds is needed.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Des Plaines, IL
Posted Date
Sep 19, 17
Info Source
Employer
Senior Counsel The candidate will be responsible for advising the company in multiple aspects of the business and will be involved in a variety of legal areas and projects. Emphasis will be on employment matters, real estate, customer contracts and... read more
Company
Recruiter
Experience
Min 7 yrs required
Location
Chicago, IL
Posted Date
Aug 20, 17
Info Source
Recruiter
Investment Management Attorney The candidate must have... CPOs, registered investment advisors, broker dealers and other trading... industry participants in the areas of fund formation, commodities, proprietary trading and alternative investments. Should have solid Am Law 100 law firm training. Excellent... read more
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