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Broker Dealer Attorney Jobs in Georgia

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Job info
Company
In-House, Primerica, Inc
Experience
Min 2 yrs required
Location
Duluth, GA
Posted Date
Aug 16, 18
Info Source
Employer
Total Views
62
designed to ensure the broker-dealer and registered investment adviser... sales force. Represent the broker-dealer and registered investment adviser... a plus. Knowledge of broker-dealer and/or registered investment advisor... compliance is a plus. Series 7, 24 and 65 securities licenses (or obtained... read more
Company
Recruiter, BCG Attorney Search
Experience
2-8 yrs required
Location
Atlanta, GA
Posted Date
Aug 17, 18
Info Source
Recruiter
Total Views
14
Total Applies
1
with 2+ years of experience. The candidate should have experience advising registered investment companies (including open-end and closed-end funds), investment advisers, and broker-dealers. Must preferably have significant... experience in advising clients in connection with the Investment Company Act of 1940.... read more
Company
Recruiter
Experience
3-4 yrs required
Location
Atlanta, GA
Posted Date
Mar 21, 18
Info Source
Recruiter
Total Views
5
Investment Management Attorney The candidate should have... directors, private funds, investment advisers, and broker-dealers! Knowledgeable in regulatory, corporate... and compliance matters are mandatory. A strong academic background with superb communication and writing skills are required. Georgia State Bar is required.... read more
Company
Recruiter
Experience
3-4 yrs required
Location
Atlanta, GA
Posted Date
Mar 20, 18
Info Source
Recruiter
Total Views
2
Investment Management Associate Attorney The candidate should have... funds, ETFs, interval funds, and closed-end funds), investment company boards of directors, private funds, investment advisers and broker-dealers. Must also be knowledgeable... in regulatory, corporate, and compliance matter. Excellent academic credentials required.... read more
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