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Banking Compliance Professional Attorney Jobs in Stamford

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Job info
Company
In-House
Experience
Min 8 yrs required
Location
Stamford, CT
Posted Date
Jun 23, 2020
Info Source
Employer
Total Views
32
communication skills to deal with internal and external constituents, including senior business leaders; external counsel; regulatory officials; risk, compliance and audit counterparts at... the organization; counterparts at other companies; and industry representatives. Must have JD from an accredited law school.... read more
Company
In-House
Experience
5-10 yrs required
Location
Greenwich, CT
Posted Date
Jul 10, 2020
Info Source
Employer
Total Views
48
offerings. Advising the firm’s Compliance Department and various business... lines on federal securities and commodities law, including federal statutes, SEC and CFTC rules, and SRO rules (e.g., FINRA, NFA, CME, etc.). Identifying necessary changes to the firm’s systems and procedures... read more
Company
In-House
Experience
Min 6 yrs required
Location
Melville, NY
Posted Date
Jul 09, 2020
Info Source
Employer
Total Views
10
Originations Compliance Counsel Responsibilities: Function as... matter expert for origination compliance and legal requirements applicable... and provide advice on compliance and legal requirements for... troubleshooting loan-level scenarios. Provide compliance and legal advice on... and reporting of origination compliance and legal programs to... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Levittown, NY
Posted Date
Jul 12, 2020
Info Source
Employer
Total Views
3
Senior Compliance Officer Duties: Assist in... conducting monthly compliance audits to determine violations... process/control gaps. Ensure that compliance issues or concerns within... in drafting and implementing compliance policies, guidelines and business... unit procedures to ensure compliance with various federal and... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Melville, NY
Posted Date
Jul 03, 2020
Info Source
Employer
Total Views
138
web site support, licensing, banking, promotional and consulting agreements.... as requested. Assure Company compliance with FDA and other... governmental agencies. Assure Company compliance with CCPA, NY Shield... Act, and other state and federal personal information privacy laws and regulations and... read more
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