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Banking Compliance Attorney Jobs in Wisconsin

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Job info
Company
In-House
Experience
Min 2 yrs required
Location
Appleton, WI
Posted Date
Dec 04, 18
Info Source
Employer
Total Views
2
to positive team building and communication. Following and leading consistent application and compliance with Legal Department and... Company policies and procedures, including firm's Vision and Values and policies and procedures to manage firm's regulatory matters, outside counsel and legal expense.... read more
Company
In-House, Foundation Finance Rothschild
Experience
Min 1 yrs required
Location
Weston, WI
Posted Date
Dec 10, 18
Info Source
Employer
Total Views
431
maintaining FFC’s Legal and Compliance Policies; includes training, surveillance,... related to FFC’s various financing facilities, ABS, warehouse, etc. Reporting related to SEC. Participate and live and telephonic communication with Banks, Rating Agencies, external counsel. Oversight of legal and compliance team.... read more
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