Manage a team of... team including risk management, compliance as well as service... influence with CPA's and Attorney's.
Some travel required... and regulations pertaining to banking.
This position requires... Advisor (CTFA)
Licensed Attorney in the state of......
5. Compliance: Understand and comply with... bank policy, laws, and FINRA / SEC regulations, and the bank's BSA/AML Program, as applicable to your job duties.
with business unit risk, compliance and other stakeholders in... policy, procedure and process oversight. Involvement in Issue Resolution Committee.
5. Lead management and oversight of litigation instituted against the organization in relation to activities for serving in a fiduciary...