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Banking Compliance Attorney Jobs in Missouri

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Job info
Company
In-House
Experience
Min 3 yrs required
Location
Clayton, MO
Posted Date
Mar 20, 19
Info Source
Employer
Total Views
39
Compliance Counsel The candidate provide... attorney support for the compliance program. Provide oral and... implement monitoring/auditing strategies and compliance reports. Perform legal research,... Review business materials for compliance with relevant statutes, regulations,... position statements. Investigate potential compliance violations. Interview complainant, witnesses,... compliance... read more
Company
In-House
Experience
Min 3 yrs required
Location
Saint Louis, MO
Posted Date
Mar 20, 19
Info Source
Employer
Total Views
34
Compliance Counsel The candidate will... findings. Integrate regulatory and compliance requirements into all procedures,... processes, products, services and systems. Draft, review and negotiate business documents and agreements with the firm's outside business partners. Draft and maintain disclosures related to the... read more
Company
In-House
Experience
Min 3 yrs required
Location
Saint Louis, MO
Posted Date
Mar 20, 19
Info Source
Employer
Total Views
15
Compliance Counsel - Investment Advisory... Compliance The candidate will provide... wide-ranging advice, guidance, and compliance support to peers and... and continually evolve the compliance program for the adviser's... and influence the adviser's compliance, regulatory, and business initiatives.... with the adviser's annual compliance review. Aid in updating... compliance... read more
Company
In-House, Samuel, Son & Co., Limited
Experience
Min 2 yrs required
Location
Kansas City, MO
Posted Date
Mar 14, 19
Info Source
Employer
Total Views
48
Position: Corporate Compliance Counsel The candidate will... obtained and ensure full compliance with applicable laws and... is documented. Provide general compliance guidance and problem intervention... processing and process improvements. Any other duties as deemed necessary by the Director of Compliance.... read more
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