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6 jobs found for

Banking Compliance Attorney Jobs in Aurora

Job info
Company
In-House, Mercer Advisors
Experience
Max 3 yrs required
Location
Denver, CO
Posted Date
May 24, 18
Info Source
Employer
Total Views
142
Compliance Attorney The candidate will... for applicable regulatory and compliance requirements. Will be working... with the Chief Compliance Officer to develop and... to monitor effectiveness of compliance program and promptly address... for Form ADV and compliance with delivery requirements. Evaluating... compliance... read more
Company
In-House
Experience
2-4 yrs required
Location
Denver, CO
Posted Date
May 24, 18
Info Source
Employer
Total Views
35
limited to, tax, structuring, compliance, client solutions and general... experience in mergers and acquisitions, corporate and commercial law, banking and finance or other... business law categories. Proficiency in English and a second language, in particular Spanish, being a strong plus.... read more
Company
In-House
Experience
Min 2 yrs required
Location
Denver, CO
Posted Date
May 24, 18
Info Source
Employer
Total Views
22
to ensure that the Compliance department meets its critical... with members of the Compliance team on duties related... with members of the Compliance Team to ensure that... related to regulatory and compliance related matters. Should have... a college degree (B.A.... read more
Company
In-House, Wells Fargo
Experience
Min 5 yrs required
Location
Denver, CO
Posted Date
May 27, 18
Info Source
Employer
Total Views
40
WM offerings, including Private Banking, Investment and Fiduciary Services,... such, this position requires compliance with the S.A.F.E. Mortgage... Licensing Act of 2008 and all related regulations. Ongoing employment is contingent upon meeting all such requirements, including acceptable background investigation results.... read more
Company
In-House, U.S. Trust
Experience
Min 12 yrs required
Location
Denver, CO
Posted Date
May 21, 18
Info Source
Employer
Total Views
209
credit, fiduciary and other banking services. . Act as... investment, fiduciary, credit and banking solutions. Build relationships with... development. Meet Risk & Compliance requirements and policies. Responsible... for driving new business development for target client segment ($3MM++ investable assets). Present... read more
Company
Recruiter
Experience
2-5 yrs required
Location
Denver, CO
Posted Date
Mar 19, 18
Info Source
Recruiter
Total Views
2
Associate – Banking, Corporate/Private Equity, M &... A/Securities The candidate should have 2-5 years of banking experience in acquisitions &... private equity public offerings & SEC compliance. Should have strong background... equity work. Associate – Banking, Corporate/Private Equity, M &...... read more
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