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Bank Compliance Attorney Jobs in Wisconsin

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SPONSORED JOB
Company
The Guardian Life Insurance Co...
Experience
Min 5 yrs required
Location
Appleton, WI
Posted Date
May 16,19
Info Source
Total Views
12
Regulatory compliance Analyst The candidate will be... responsible for providing regulatory compliance support and monitoring of... appropriate guidance to ensure compliance with regulatory requirements. ... protocols that help monitor compliance with state and federal compliance read more
Company
In-House, The IHC Group
Experience
2-4 yrs required
Location
Madison, WI
Posted Date
May 16, 19
Info Source
Employer
Total Views
8
Attorney, Legal and Compliance The candidate will be... of regulatory and legal compliance affecting the Companies’ products,... President of Legal and Compliance in managing a comprehensive... range of compliance, regulatory and legal services... and assisting in the compliance process. Perform thorough and... compliance... read more
Company
In-House
Experience
Min 6 yrs required
Location
Ashwaubenon, WI
Posted Date
May 20, 19
Info Source
Employer
Total Views
1
4; Intelligence, Analytics and Compliance (IAC) The candidate will... be responsible for the identification and analysis of emerging trends and new issues seen within the financial crimes space, and works closely with business and technical partners to bring awareness on... read more
Company
In-House, U.S. Bank.
Experience
Min 5 yrs required
Location
Milwaukee, WI
Posted Date
May 17, 19
Info Source
Employer
Total Views
42
Investment-Fund / Securities-Operations Attorney The candidate will be... foreign legal counsel, foreign-law compliance. Must have Law degree.... or other appropriate state attorney licensing authority is essential.... of experience as an attorney. 5+ years of experience... securities operations at a bank, trust company, or broker...... read more
Company
Government
Experience
8-10 yrs required
Location
Madison, WI
Posted Date
May 08, 19
Info Source
Employer
Total Views
23
and provide advice regarding compliance with the open meetings... law. Conduct legal research and prepare memoranda as assigned. Assist in the preparation and evaluation of RFPs and RFIs for service providers. Engage and supervise outside counsel on assigned matters. Research... read more
Company
In-House, U.S. Bank.
Experience
Location
Madison, WI
Posted Date
May 17, 19
Info Source
Employer
Total Views
31
servicing and retention of existing accounts. This individual will administer accounts in a manner which ensures compliance with the governing documents,... state statutes and Bank policies and procedures. They... will be responsible for meeting all corporate and regulatory compliance standards.... read more
Company
In-House, Foundation Finance Rothschild
Experience
Min 1 yrs required
Location
Weston, WI
Posted Date
May 13, 19
Info Source
Employer
Total Views
500+
maintaining FFC’s Legal and Compliance Policies; includes training, surveillance,... related to FFC’s various financing facilities, ABS, warehouse, etc. Reporting related to SEC. Participate and live and telephonic communication with Banks, Rating Agencies, external counsel. Oversight of legal and compliance team.... read more
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