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Bank Compliance Attorney Jobs in Los Angeles

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SPONSORED JOB
Job title
Company
Zenith Insurance Company
Experience
5-7 yrs required
Location
Woodland Hills, CA
Posted Date
Mar 12, 2020
Info Source
Employer
Total Views
57
Zenith is hiring a compliance Counsel who will be... closely with the Chief compliance Officer to manage Zenith’s... overall regulatory compliance including but not limited... parties. In addition, the compliance Counsel will provide legal compliance read more
Company
In-House
Experience
Min 1 yrs required
Location
Los Angeles, CA
Posted Date
Mar 16, 2020
Info Source
Employer
Total Views
14
Compliance Counsel (WOD) The candidate... provide day-to-day legal and compliance support to company’s wholly... owned distributors. Assure company’s compliance with federal and state... Establish, implement, and execute compliance routines. Conduct compliance and... and monitor company’s strategic compliance training calendar. Support the...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Los Angeles, CA
Posted Date
Mar 08, 2020
Info Source
Employer
Total Views
24
U.S. operations on U.S. bank regulatory matters, including application... of and compliance with the U.S. banking... foreign and U.S. domestic bank holding companies, U.S. offices... national banks, including the Bank Holding Company Act, the... Dodd-Frank Act, the National Bank Act, and other regulations...... read more
Company
In-House
Experience
Min 7 yrs required
Location
Los Angeles, CA
Posted Date
Mar 23, 2020
Info Source
Employer
Total Views
60
Compliance Officer Duties: Identify and... assess risk and compliance issues in the Marsh... and excellence. Maintaining effective compliance and risk management programs.... the business to direct compliance, legal and risk issues... the day-to-day operations of compliance goals across the division.... compliance... read more
Company
In-House
Experience
2-6 yrs required
Location
Los Angeles, CA
Posted Date
Mar 29, 2020
Info Source
Employer
Total Views
102
Corporate Counsel - Compliance The candidate will provide... to stakeholders on technical compliance requirements related to the... management and creation/revision of compliance documentation, delivery and maintenance... of compliance training to stakeholders at... business partners, while maintaining compliance with all regulatory requirements.... compliance... read more
Company
Academic
Location
Los Angeles, CA
Posted Date
Mar 06, 2020
Info Source
Employer
Contemporary Issues in HR Compliance The candidate will teach... Issues in Human Resource Compliance (LAW-609) explores regulations and... compliance issues as well as... prevention and enforcement, immigration compliance, social media policies, regulation... of employee behavior outside the work place, and... read more
Company
In-House
Experience
3-6 yrs required
Location
Los Angeles, CA
Posted Date
Mar 06, 2020
Info Source
Employer
Total Views
29
Counsel and Director of Compliance The candidate will be... heavily involved in the firm’s legal and regulatory practice, including responsibility for the day-to-day administration of the firm’s Compliance Manual and Code of... Ethics as required by the Investment Adviser’s Act... read more
Company
Academic
Location
Los Angeles, CA
Posted Date
Mar 06, 2020
Info Source
Employer
Total Views
1
Law - Health Care Compliance The candidate will get... for work as a compliance professional in a healthcare... develop plans to address compliance challenges and respond to... government investigations. Must be Online LL.M., Online M.S.L., and various of Online Certificate... read more
Company
Public Interest
Location
Los Angeles, CA
Posted Date
Nov 10, 2019
Info Source
Employer
Total Views
4
Compliance Officer Duties: Develops and... auditing plans/projects to address compliance program needs. Develops supporting... documentation for compliance program. Develops, implements, and... and procedures. Serves as compliance auditing, investigation and consulting... and procedures. Serves as compliance auditing, investigation and consulting... and analytical support for compliance projects. Provides consultation on... compliance.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Mar 11, 2020
Info Source
Employer
Total Views
253
compliance counsel to the Bank and its broker-dealer, registered... and administration for the Bank and its subsidiaries, including... on customer contracting, regulatory compliance, legal issues and risks,... accounting, corporate development, and compliance/risk to manage corporate transactions... with special projects, including compliance and regulatory law matters....... read more
Company
Academic
Location
Los Angeles, CA
Posted Date
Mar 06, 2020
Info Source
Employer
in Law - Regulatory Compliance The candidate to teach... online Regulatory Compliance class this summer 2020... online teaching experience. Regulatory Compliance (LAW-598) provides an overview... of regulatory compliance law and the ways... that organizations ensure compliance with governing laws and... compliance... read more
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