Counsel - Broker-Dealer/Investment Adviser
The candidate will play a key role in providing legal advice and thought leadership to firm's retail broker-dealer and investment adviser matters. Will be critical in providing... read more
Enrolled Agent or Practicing attorney Seasonal Remote
The candidate will... Public Accountant), or Practicing attorney with strong tax preparation... experience and extensive knowledge of tax laws. Must have active PTIN (Preparer... read more
more areas of tax law Implement/operationalize tax laws with... LOB Tax Control Officers (TCO), advising on tax requirements and performing research in support of tax functions. Serve as a subject... read more
Banking and Finance Associate
The... candidate should have 2-5 years of experience. Relevant and desired experience would include all aspects of commercial lending work, including cash flow lending, acquisition finance, asset based loan transactions, real estate loan transactions and floorplan...
Responsibilities: The candidate shall be aresponsible for drafting and maintaining FFCâ€™s Legal and Compliance Policies; includes training, surveillance, etc. â€” work with outside counsel specializing in the development of FFCâ€™s operating policies. Oversee state licensing, registration and reporting Ã ...