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Attorney Adviser Jobs in Texas

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Job info
Company
In-House
Experience
5-8 yrs required
Location
Houston, TX
Posted Date
Oct 22, 18
Info Source
Employer
Total Views
109
activities as an investment adviser and commodity pool operator;... agreements, and agreements with adviser and fund service providers;... oversee review of trading agreements. Support the firm’s affiliated broker-dealer in connection with negotiating and reviewing selling and other agreements with financial... read more
Company
In-House
Experience
Location
Houston, TX
Posted Date
Oct 13, 18
Info Source
Employer
Total Views
3
management skills, strong investment adviser and broker-dealer compliance knowledge.... experience in an investment adviser, broker-dealer, trading or asset... management firm. Significant experience with the SEC, FINRA, CFTC and other regulators and familiarity with rules relation to investment advisers, broker-dealers... read more
Company
In-House, Dimensional Fund Advisors
Experience
Location
Austin, TX
Posted Date
Oct 11, 18
Info Source
Employer
Total Views
10
legal needs of investment adviser and mutual fund work,... securities regulatory work, investment adviser and/or mutual fund issues... is highly desirable Detail oriented, organized and professional JD from a top law school Member of a US state... read more
Company
In-House
Experience
Location
Houston, TX
Posted Date
Oct 10, 18
Info Source
Employer
Total Views
4
experienced business and regulatory attorney based in Houston, Texas.... You will work with a team of lawyers and other professionals who are responsible for legal support of Group Retirement’s registered products, distribution-related matters, contract matters, regulatory examinations, and multiple strategic... read more
Company
In-House
Experience
Location
Round Rock, TX
Posted Date
Oct 08, 18
Info Source
Employer
Total Views
10
to serve as strong adviser to sales, be a... solid team player and exercise sound business and legal judgment ​Ability to manage multiple projects, including transactional work and strategic projects, and set priorities and meet deadlines in a fast-paced... read more
Company
Recruiter
Experience
Min 3 yrs required
Location
Austin, TX
Posted Date
Sep 15, 18
Info Source
Recruiter
Total Views
6
needs of the investment adviser in connection with the... mutual funds business, including federal, state and international securities law analysis and compliance. Will report to the Vice President and Counsel supporting US and Canadian fund products. Should have 3+ years... read more
Company
Recruiter, BCG Attorney Search
Experience
2-13 yrs required
Location
Dallas, TX
Posted Date
Sep 07, 18
Info Source
Recruiter
Total Views
10
office of our client seeks junior to mid-level associate with 2+ years of experience. The candidate should have experience advising registered investment companies (including open-end and closed-end funds), investment advisers, and broker-dealers. Must preferably have significant experience in advising clients... read more
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