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VP, Associate Counsel
Responsibilities: Provide legal advice... related to sanctions, AML, anti-corruption laws and regulations promulgated... counsel to sanctions, AML, and anti-corruption legal issues. Liaise and... of the Firm’s enterprise-wide financial crimes prevention program. Advise... new business initiatives; recruiting financial advisors and their practices;......
Associate General Counsel - Global Compliance
Duties:... Support the General Counsel, Ethics and Compliance Committee,... management matters to include anti-bribery and corruption, financial crime,... appropriate. The Associate General Counsel will work within the... Counsel including monitoring and auditing anti-corruption controls and policies, directing......