(public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Companies) and related disclosures, filings and compliance obligations. The... candidate should be self-starter with the ability to work with others to dev...
stock exchange regulations. - Provide legal support for M&A transactions, including due diligence, drafting and negotiating agreements, and post-closing integration. - Oversee SEC reporting, including proxy statements,... 10-K, 10-Q, 8-K, and Forms 3/4/5. - Support board and committee operations, including preparation of ma...