Job Title: Associate, HONORS Program-1 Job Responsibilities: Associates... in the HONORS Program at the organization make significant contributions to the Enforcement department's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. They gain hands-on legal experience and...
Job Title: Principal Intelligence Specialist Job Responsibilities: The... Principal Intelligence Specialist is integral to fulfilling the mission of StratIntel within the Member Supervision department of the organization. The key responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal...
Job Title: Principal Analyst, Risk Monitoring Job... Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk monitoring activities,...
Job Title: Senior Principal Analyst, Office... of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) within the department is responsible for supporting the External Strategic Engagements leadership team in all aspects of the group's...
Job Title: Principal Analyst, Risk Monitoring... - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk...
Job Title: Principal Analyst, Risk Monitoring Job... Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk monitoring activities,...
Job Title: Principal Analyst, Risk Monitoring... - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members under the supervision of a Risk Monitoring Director. - Identify existing and emerging risks, supporting the direct manager in...
Job Title: Principal Intelligence Specialist Job Responsibilities: The... Principal Intelligence Specialist is instrumental in supporting the mission of the StratIntel division within the organization's Member Supervision department. The role involves leading complex analytical projects to identify emerging market risks with minimal supervision,...
Job Title: Vice President, Diversified, Carrying... and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as the strategic examinations leader accountable for the effectiveness, efficiency, and execution of the Examinations Program for the Firm Group and its assigned firms. - Set a...
Job Title: Vice President, Capital Markets,... Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers, in alignment with Member Supervision goals. - Develop multi-year...
Job Title: Senior Principal Intelligence Specialist Job... Responsibilities: - Engage proactively with member firms and other intelligence partners to support the mission of StratIntel, which includes the collection, analysis, processing, and dissemination of strategic and tactical intelligence. - Serve as a subject matter...
Job Title: Foreclosure Prevention Attorney Job Responsibilities: -... Provide legal assistance to homeowners facing foreclosure in Clinton, Essex, Franklin, and Hamilton Counties, working from the Plattsburgh office. - Offer advice, brief service, negotiation, and full representation in foreclosure proceedings, settlement conferences, and related...
Job Title: Regional Intake Staff Attorney Job... Responsibilities: As a full-time Regional Intake Staff Attorney, you will have a dynamic and rewarding day-to-day experience providing legal advice to clients. Your primary responsibility will be engaging with clients, understanding their legal issues, and...
Job Title: Staff Attorney - Appeals Job... Responsibilities: - Represent clients on direct appeal in the Appellate Division, which includes case conferencing and strategy development, client communication and legal visits, brief drafting, oral argument, and leave applications. - Advise clients regarding potential appellate...
Job Title: Family Law Managing Attorney Job... Responsibilities: - Strategic Operations Management: - Direct day-to-day operations of office locations and specialized legal practice areas. - Supervise and mentor attorneys, paralegals, law clerks, client services coordinators, and case handlers across multiple regional offices....
Job Title: Family Law Managing Attorney Job... Responsibilities: - Strategic Operations Management: - Direct day-to-day operations of office locations and specialized legal practice areas. - Supervise and mentor attorneys, paralegals, law clerks, client services coordinators, and case handlers across multiple regional offices....
Job Title: Staff Attorney Job Responsibilities: The Staff... Attorney will provide legal counsel and representation to clients in various essential life matters. These include consumer debts, education, employment, family law issues, juvenile cases, child support, custody, guardianship, health, housing, and income maintenance....
Job Title: Law Clerk Job Responsibilities: - Provide... effective, free civil legal services and education to individuals with low income or other barriers to accessing the legal system. - Secure basic needs, protect and preserve legal rights, provide equal access to justice, and...
Job Title: Law Clerk Job Responsibilities: - Conduct... client interviews and provide legal advice under supervision. - Engage in legal research and writing, including drafting legal documents and correspondence. - Perform document review and analysis, ensuring accurate and thorough understanding of case materials. - Participate...
Job Title: Full Time Paralegal Job Responsibilities: The... paralegal will be responsible for preparing documents for submission to the Courts, with a focus on civil litigation. The position requires a high level of organization and the ability to work both independently and...