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non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
non-governmental regulator for all securities firms doing business with... public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry...
Counsel Opportunity in the Securities Industry Organization: **MEMBERS ONLY**SIGN UP NOW***... Department: Office of General Counsel Job Requisition ID: R-008412 Location: Hybrid work environment (remote/office) Salary Range: Dependent on location and qualifications Job Type: Full Time...
a Difference in the Securities Industry SEO Job... Title: Director, Enforcement - FINRA The Organization: - FINRA (Financial Industry Regulatory Authority) The Department: - Enforcement Location: - Various locations including Woodbridge, NJ; Jersey...
Enforcement: Job Overview - Full-time position managing a team of 5-8 attorneys - Responsible for overseeing all stages of Enforcement cases, from inception to completion - Day-to-day management of a diverse docket of cases - Ensures that all factual findings and legal frameworks are...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Job Description Summary: - The Director of Enforcement is responsible for managing a team of attorneys to develop...
Organization: FINRA Job Title: Assistant General Counsel, Regulatory Experience: 6-8 years Location: Washington, DC; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL Salary Range: $127,300 - $296,100 (based on location and experience) Employment Type: Full-time Overview: FINRA,...
H1: Senior Litigation Counsel, Enforcement H2: Join... FINRA as a Senior Litigation Counsel, Enforcement! Senior... Litigation Counsel, Enforcement - Full... Time Organization: FINRA (Financial Industry Regulatory Authority) Locations: Washington, DC (Job Posting), Jersey City, NJ (Job Posting),...
Summary: Senior Litigation Counsel, Enforcement - Job Title:... Senior Litigation Counsel, Enforcement - Organization: FINRA -... Experience: 10 years of litigation experience - Education: Law degree... Requisition ID: R-008520 The Senior Litigation Counsel at FINRA works... under minimal supervision to litigate nationwide non-disciplinary and disciplinary...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...