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Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Friendly Job Title: Staff Attorney - Family Unit (Hybrid/Remote) H1 Heading: Join Our Team at **MEMBERS ONLY**SIGN UP NOW***.! H2 Heading: Seeking a Passionate and Experienced Staff Attorney for Family Law Cases Organization: Legal Aid of...
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions H2: Education & Experience Requirements H2: Knowledge Requirements H2: Skill Requirements H2: Salary Information H2: Time Off and Paid Leave H2: Important Information H2: Search Firm Representatives H2:...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Principal Analyst, Risk Monitoring Organization: FINRA Department: Risk Monitoring Location: Any FINRA Location Salary Range: $92,500 - $200,200 Experience: Senior-level with relevant industry experience #H1: Principal Analyst, Risk Monitoring - Any FINRA Location #H2: Essential Job Functions -...
Title: Associate Principal Analyst, Risk Monitoring Organization: FINRA Location: Any FINRA Location Experience: Mid-level Salary: Varies based on location and qualifications Job Type: Full-time H1: Join Our Team as an Associate Principal Analyst, Risk Monitoring H2: Conduct Risk Monitoring...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color,...
Paralegal for Statewide Expunction Project H2: Join Our Team... North and West Texas. We are currently seeking a paralegal to join our team in multiple locations across Texas for our Statewide Expunction Project. If you are a... self-motivated individual wi...
join their Community Revitalization Project team. This is a... full-time position located in Dallas, Texas, with the option for hybrid/remote work. As a non-profit public interest law firm, LANWT provides free civil legal services to low-income individuals in 114 counties...