Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Principal Risk Monitoring Analyst - Any FINRA Location Salary Information: - Based on location and individual factors such as skill set, experience, and education - Salary ranges from $79,500 to $170,900 for various locations including CA, CO, HI, MN, VT, IL, Jersey City,...
Principal Analyst, Risk Monitoring - All FINRA Locations Job Title: Associate Principal Analyst, Risk Monitoring Organization: FINRA Department: Surveillance Experience: Minimum of four years of experience in the securities/financial services industry Location: Woodbridge, NJ, Jericho,...
Title: Director, Operations, Procedures and Standards Experience: Significant securities, compliance or financial regulatory experience Salary Information: - CA: Minimum Salary $150,600, Maximum Salary $305,000 - CO/HI/MN/VT*: Minimum Salary $131,100, Maximum Salary $254,000 - IL*: Minimum Salary $144,000, Maximum Salary $279,500...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations Overview: FINRA, the Financial Industry Regulatory Authority, is currently seeking qualified candidates for the position of Principal Analyst, Risk Monitoring in the Capital Markets department. This is a...
MS Operations, Procedures and Standards - All FINRA Locations FINRA is currently seeking a Director for their Member Supervision Operations, Procedures and Standards team. This individual will report directly to the Vice President and will be responsible for providing...
FINRA is a not-for-profit organization dedicated to investor protection and market integrity. It regulates one critical part of the securities industry – brokerage firms doing business with the public in the United States. FINRA, overseen by the SEC, writes...
Analyst, Risk Monitoring - All FINRA Locations Location: Multiple locations including New York, NY; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boston, MA; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago, IL; San Francisco, CA; Rockville, MD;...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Associate Principal Risk Monitoring Analyst will work with a team to conduct risk monitoring activities and ongoing risk assessments of FINRA members. This is a mid-level position that reports to a Risk Monitoring Director and supports them in identifying existing...
Operations, Procedures and Standards - Full-time position with competitive salary and comprehensive benefits package - Reporting directly to Vice President, Member Supervision Operations, Procedures and Standards - Responsible for providing strategic leadership and guidance in establishing procedures and standards...
is an Equal Opportunity and Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any other...
Title: Director, MS Operations, Procedures and Standards Job Responsibilities: - Provide strategic leadership and guidance in establishing procedures and standards across the program. - Advise and collaborate with various groups conducting reviews of the program, including the SEC, Internal Audit, and Quality Assurance. -...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations - Conduct risk monitoring activities and ongoing risk assessments of FINRA members - Collaborate with internal departments to analyze and communicate regulatory intelligence - Mentor and coach junior level risk monitoring staff - Serve...
Friendly Job Title: Principal Analyst, Risk Monitoring - All FINRA Locations H1 Heading: Join Our Team as a Principal Analyst, Risk Monitoring H2 Heading: Conduct Risk Monitoring and Assessments for FINRA's Highest Impact Firms Organization: **MEMBERS ONLY**SIGN UP NOW***...