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General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Friendly Job Title: Strategic Advisor, Market Regulation & Transparency Services H1: Join Our Team as a Strategic Advisor in Market Regulation & Transparency Services H2: Essential Functions of the Strategic Advisor Role Organization: FINRA Department: Market...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Title: Government Relations Counsel III Department: Government Relations Organization: **MEMBERS ONLY**SIGN UP NOW***. Experience: Minimum 7 years as an attorney, 3 years in legislative or regulatory government relations Location: Remote (CA, OR, CO, WA, HI, GA, MD, VA, or .) Salary...
Legal Assistant - Salary range: per hour - Job type: Full-time, fixed term - Work arrangement: In-person - Location: Atlanta, GA - Organization: **MEMBERS ONLY**SIGN UP NOW***. (IRC) - Category: Legal & Compliance - Employee category: Fixed Term - Open...