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offers of employment at FINRA are subject to a thorough background investigation. FINRA is an Equal Opportunity and Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status,...
General Counsel, Regulatory - Washington, DC - Full-time position with hybrid work environment (remote/office) - Senior-level legal role with a minimum of 6-8 years of directly related experience - Responsible for providing legal advice and support for the adoption of new regulatory initiatives -...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
abides by the requirements of 41 CFR ). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, sexual orientation, gender identity, disability, or veteran status or any other classification protected by applicable...
Friendly Heading: Senior Analyst, Public Offerings - Analyze High-Profile Transactions and Ensure Compliance with FINRA and SEC Rules H2 Friendly Headings: - Essential Job Functions - Other Responsibilities - Education/Experience Requirements - Work Conditions - Salary Information by...
Principal Intelligence Specialist: Salary, Job Title, and Experience Information FIU is currently seeking a Principal Intelligence Specialist to join their team at all FINRA locations. This full-time position involves analyzing internal and external intelligence to proactively identify risks and...
resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is...
Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing...