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MS OPS - All FINRA Locations Apply Logo ... time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...
DEPARTMENT: Enforcement ORGANIZATION: FINRA SALARY: Based on... experience H1: Join FINRA as a Paralegal in... Legal Support Opportunity at FINRA - Apply Now! ... Summary: Join FINRA, the Financial Industry Regulatory... Authority, as a Paralegal in...
About FINRA FINRA is a... regulates the securities industry. FINRA is dedicated to investor... conduct securities transactions for FINRA member firms must pass... the Series 7 exam, as well as the Securities Industry Essentials (SIE) exam, and be registered...
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an equal opportunity... or any other factor. FINRA is committed to providing... accommodations for individuals with disabilities. If you need assistance with the online application process, please contact...
H1 heading: Join FINRA as an Assistant General... Initiatives Bold headline: FINRA is seeking an experienced... advice and support in regulatory initiatives. FINRA (Financial Industry Regulatory Authority)... is a non-governmental organization that regulates the securities industry i...
General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree,...
Policy and Compliance for FINRA's Corporate Financing Rules H2:... the Leadership Team at FINRA as the Vice President... Corporate Financing Department at FINRA and Protect Investors in... the Offices of the Chief Legal Officer at **MEMBERS ONLY**SIGN UP NOW***. This position is responsi......
About FINRA FINRA is a... regulates the securities industry. FINRA protects investors by making... operates fairly and honestly. FINRA oversees about 3,600 brokerage... role in America’s financial system–all at no cost to taxpayers. FINRA touches virtually every aspect......
Fraud Group - All FINRA Locations Full... conducts highly complex cyber-enabled fraud investigations of FINRA member firms; investigates potentially... suspicious activities of persons associated with FINRA member firms; provides guidance... to Member Supervision staff on their complex assignme...