Save your search progress and never miss an update
About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...
to any employee at FINRA without a valid written... the sole property of FINRA and no fee will... person is hired by **MEMBERS ONLY**SIGN UP NOW***. Summary:... Organization: FINRA Job Title: Associate Principal... Analyst, Risk Monitoring Experience: Mid-level Salary:...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Title: Enforcement Counsel at FINRA H1 Heading: Join... the Team at FINRA as an Enforcement Counsel... in Non-Complex Matters - Provide High Quality Work in Team-Based Matters as an Enforcement Counsel at FINRA Bold Headlines: -... Join...
Position: Director, Enforcement Organization: FINRA Locations: Woodbridge, NJ; Jersey... Time Type: Full time Posted On: Posted Today Job Requisition ID: R-008297 Job Description: The Enforcement Director at FINRA manages a team of... 5-8 attorneys, responsible for developing...
Job Title: Director, Enforcement H2: Essential Job Functions: - Manage a team of 5-8 Enforcement attorneys - Develop and resolve Enforcement cases - Ensure timely and accurate factual findings and legal framework - Monitor case aging and progress - Collaborate with Chief Counsel and other Enforcement...
©2019 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. **MEMBERS ONLY**SIGN UP NOW***... is a registered trademark... and Responsibilities Organization: FINRA (Financial Industry Regulatory Authority)... Job Title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or complex litigation experience Salary Range: $127,300 - $296,100...
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an independent, non-governmental... in the United States. FINRA works to protect investors... also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
FINRA abides by the requirements... of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race,...