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Market Regulation & Transparency Services - Essential Job Functions... to manage and support department operations - Act as a strategic thought partner and trusted advisor - Serve as intermediary for operational, regulatory, and policy issues -... Develop and maintain re...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
title: Principal Analyst, Regulatory Services Management H1: Join... FINRA's Regulatory Services Management Team as a... Market Regulation and Transparency Services - Responsible for establishing... and maintaining controls for regulatory reports to be delivered... to RSA Exchanges and other **MEMBERS ONLY**SIGN UP NOW***...
Vice President, Regulatory Liaison - All **MEMBERS ONLY**SIGN UP NOW***... education, and internal peer compensation comparisons - Candidates can expect salary offers of minimum $175,600 to maximum $345,700 Job Title: Vice President, Regulatory Liaison Experience: -... Bachelor's Degree in Accounting, Fin...
OCLO - Policy-making and regulatory oversight responsibilities for public... and private offerings - Direct contact with senior management and collaboration with other FINRA departments - Leadership experience and advanced knowledge of corporate financing rules and industry practices required Role...
President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
Training for Dispute Resolution Services at Not-For-Profit Regulator **MEMBERS ONLY**SIGN UP NOW***... - $166,800 • New York, NY: $111,000 - $200,200 • Washington State: $92,500 - $191,800 Job Title: Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Department:... Dispute Resolution Services Ex...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Job Description and Requirements Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary Range: $92,500 - $200,200 (varies by location and experience)...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
registered trademark of the Financial Industry Regulatory Authority, Inc.... Director, Enforcement - Job Description Apply for the position of Director, Enforcement at Organization. Location: New York, NY Jersey City, NJ Jericho, NY Denver,...