Title: Staff Attorney II, Small Business Development Project Job Responsibilities: - Conduct and supervise initial intake interviews to assess client eligibility, and determine whether to represent or refer clients as needed. - Maintain a caseload of business-related legal matters, including business formation,...
Title: Staff Attorney I, Small Business Development Project Job Responsibilities: - Conduct and supervise initial intake interviews, assess client eligibility, and represent or refer clients as needed. - Maintain a case load of matters requiring legal expertise on business-related issues including business formation,...
tasked with a variety of responsibilities aimed at advancing racial and economic justice. Key duties include: - Coordinating the provision of home preservation and student loan services to clients, along with... associated impact litigation. - Leading a team providing expert services un...
Title: Homeowner Protection Directing Attorney Job Responsibilities: The Homeowner Protection Directing Attorney is responsible for leading a practice group dedicated to preventing low-income and senior homeowners from losing their homes and potentially falling into homelessness. Key responsibilities include: - Collaborating with the VP...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a pivotal role within the StratIntel team of the organization's Member Supervision department, aimed at enhancing investor protection and market integrity. The key responsibilities include: - Leading complex analytical projects to identify...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) within the department is charged with supporting the External Strategic Engagements leadership team in fulfilling their responsibilities. This includes representing the...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interact with internal and external...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and interact with internal and external...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting directly to a Risk Monitoring Director. - Serve as a senior-level support to the Risk Monitoring Director in identifying existing...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a critical role in the StratIntel division of the organization's Member Supervision department. This position is responsible for delivering proactive intelligence to enhance investor protection and market integrity through informed, timely...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic planning and execution of the Examinations Program for the Firm Group, ensuring alignment with Member Supervision goals and vision. - Collaborate with cross-functional partners and Regulatory...
Title: Managing Director of Community Justice Unit Job Responsibilities: The Managing Director of Community Justice Unit (CJU) is tasked with the strategic oversight, operational execution, and continuous evaluation of the organization's service delivery across Los Angeles and Orange County. This senior leadership...
organization's investigations and decisions regarding disciplinary actions against individuals and entities within the financial industry. This entry-level role... involves working under the supervision of senior attorneys, investigators, directors, and chief counsels. Responsibilities include: - Conducting substantive and procedural legal and sancti...
Title: Staff Attorney Job Responsibilities: - Provide legal counsel to protect the organization's rights, assets, and operations, ensuring compliance with applicable laws, Executive Orders, and policies. - Assist in resolving complicated legal matters and conduct research on legal aspects of business and corporate...