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Position: Director, Enforcement Organization: FINRA Locations: Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Washington, DC; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA...
registered trademark of the Financial Industry Regulatory Authority, Inc.... and Responsibilities Organization: FINRA (Financial Industry Regulatory Authority) Job... Title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or complex litigation experience... Salary Range: $127,300 - $296,100 (depen...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Friendly Job Title: Enforcement Counsel at FINRA H1 Heading: Join the Team at FINRA as an Enforcement Counsel H2 Headings: - Resolve Non-Complex Enforcement Matters with Rigorous Assessment and Effective Advocacy - Achieve Transparent and Timely Enforcement Outcomes...
Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority) Department:... Enforcement Salary: $146,200 - $296,100 per year Experience: 13 years of litigation experience Essential Job Functions: - Represent FINRA in complex disciplinary proceedings involving violations of securities laws and...
vacation days, 10 sick days, and 5 personal days per year. Summary: FINRA, the Financial Industry Regulatory Authority, is... seeking a Paralegal to join their Enforcement team. This full-time position involves providing investigative and legal support to t...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...