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Risk Monitoring - Capital Markets - Any FINRA Location Full Time Job Requisition ID: R-008111 Job Title: Director, Risk Monitoring - Capital Markets Experience: MBA, JD, other graduate degree and/or relevant industry certification(s) preferred. Organization:...
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
Principal Analyst, Risk Monitoring will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This is a senior-level position reporting to a Risk Monitoring Director and will support both that direct manager in identifying existing...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
Analyst, Risk Monitoring - Any FINRA Location The Organization: FINRA is a not-for-profit organization authorized by Congress to protect investors and ensure market integrity. They oversee the securities industry, including stockbrokers, brokerage firms, and securities exchanges. FINRA is...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color,...
interested candidates must submit their application and resume through our career site at – no exceptions. If you have any difficulty using our online application system due to a disability or technical difficulty, please send an email to [email...
Headline: Paralegal, Enforcement - Join Our Team at FINRA! H1: Paralegal, Enforcement - Legal Support at FINRA H2: Essential Job Functions: - Perform legal research for staff attorneys - Assist with preparing and sharing exhibits for testimony...
PCAOB Department: Office of General Counsel Job Title: Legal Intern Job Type: Part-time Experience: Law student currently enrolled in an accredited law school Salary: Competitive hourly rate based on education level and qualifications ranging from Location: Various locations available,...