Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties. - Conduct risk monitoring activities, including...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Monitor complex...
Title: Senior Attorney (Capacity Building), Detention Team, Organization Job Responsibilities: The Senior Attorney in the Detention Team is responsible for providing legal representation and counseling to immigrants and asylum seekers appearing before the Executive Office for Immigration Review (EOIR) and the Department...
Title: Legal Assistant – Incarcerated Survivors Job Responsibilities: - Provide administrative support to attorneys, including tasks such as copying, mailing, scanning, scheduling, data entry, file organization, and retrieving court documents. - Assist with case management system tasks, including intakes, opening profiles for return/repeat...
Title: Intake Specialist – Order of Protection Job Responsibilities: - Assist in operating the same day Order of Protection Clinic by providing direct legal services to clients seeking Emergency Protective Orders. This includes interviewing clients about their situations, drafting detailed affidavits and...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead operations and execution for Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan aligned with Member...
Intelligence Specialist Job Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a critical position within the department of StratIntel at the organization, which is committed to delivering proactive intelligence to enhance investor protection and market integrity. The primary responsibilities for this...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties to address these...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and in interactions with internal and...
Title: Senior Litigation Attorney II Job Responsibilities: - Conduct legal research and analysis to support litigation efforts. - Draft pleadings, briefs, motions, and other legal documents. - Manage discovery processes, motion practice, and trial preparation. - Represent clients in trials and appeals in both state...
Senior Counsel Department: Legal Office Location: The ideal candidate is located in Dallas, TX (SCRO) or Atlanta, GA (SRO), but candidates from New York, NY (Headquarters); Chicago, IL (Midwest); Los Angeles, CA (Western); or Washington, . are also considered. Work Type Designation: Hybrid Reports...
Title: Supervisory Attorney - Children & Families (Family Defense and Preservation) Job Responsibilities: The Supervisory Attorney for the Children & Families Practice Group at the organization is tasked with a broad range of responsibilities aimed at advocating for families facing state intervention....
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a pivotal role in the **Members Only** program within the organization's Member Supervision department. This position is integral to the Financial Intelligence Fusion Center (FIFC), tasked with aggregating, analyzing, and...
Title: Staff Attorney - Consumer Job Responsibilities: - Provide extended representation, including advocacy and litigation, in areas handled by the Consumer Practice Group (CPG) in bankruptcy, state, and federal courts. - Interview eligible clients on a wide range of consumer issues and provide...
Title: Supervisory Attorney - Public Benefits Job Responsibilities: - Maintain a caseload of individual cases representing clients before the Social Security Administration, Illinois Department of Human Services, Illinois Department of Healthcare and Family Services, and in state and federal courts. - Supervise attorneys...
Title: Summer Internship - **Members Only** Intern Opportunities Job Responsibilities: - Interns will immerse themselves in the day-to-day operations of various divisions and offices within the organization, acquiring practical skills and insights beyond the classroom. - Interns are expected to make meaningful contributions as...
Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: - Engage in the day-to-day operations of various divisions and offices within the organization, gaining practical skills and insights beyond the classroom. - Contribute as an integral member of a team to projects and...
Title: Spring Internship - PCAOB Intern Opportunities Job Responsibilities: Interns at the organization are offered a unique opportunity to support the investor protection mission while gaining hands-on experience in various divisions and offices. Interns will: - Immerse themselves in the day-to-day operations of...
Title: PCAOB Fellow Job Responsibilities: - Participate in the day-to-day operations of various divisions and offices within the organization. - Contribute to meaningful projects and initiatives that align with the organization's mission of investor protection. - Engage in a collaborative environment, promoting learning and...
Title: NRDC - Yale Environmental Justice Law Fellow Job Responsibilities: The NRDC - Yale Environmental Justice Law Fellow is a two-year fellowship position designed to provide legal support and advocacy for environmental justice communities across the United States. The fellowship is divided...
Title: Legal Supervisor - Immigrant Legal Defense Project - Pro Bono Job Responsibilities: - Supervise pro bono case representation within the organization's Immigrant Legal Defense Project, ensuring quality legal counsel and representation. - Provide training, technical support, and legal review to pro bono...
Title: Staff Attorney, Asylum Project Job Responsibilities: - Conducts preliminary intake interviews, gathering all relevant facts for presentation at department meetings. - Assesses income eligibility and recommends appropriate referrals for individuals not eligible for organization services. - Recommends exceptions to financial...
Title: Supervising Attorney, Detention Team Job Responsibilities: The Supervising Attorney for the Detention Team at the organization is tasked with leading and managing a team of lawyers and/or paralegals to ensure the provision of high-quality legal services to detained immigrants. This role...
Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in the investigations and decisions regarding whether to bring disciplinary actions against individuals and firms in the financial industry. This entry-level position provides substantive hands-on...
Title: LGBTQ Pro Bono Senior Attorney I Job Responsibilities: - Provide technical support to pro bono counsel on complex cases, including asylum cases that are affirmative, defensive, detained, and non-detained. - Occasionally provide direct representation to clients. - Review and give feedback on materials...