Title: Senior Associate General Counsel Job Responsibilities: The Senior Associate General Counsel at the organization is tasked with overseeing the vertical within the General Counsel team that focuses on employment, labor, and benefits. Key responsibilities include: - Overseeing all compliance matters related to...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties. - Conduct risk monitoring activities, including...
Title: Legal Assistant – Incarcerated Survivors Job Responsibilities: - Provide administrative support to attorneys, including tasks such as copying, mailing, scanning, scheduling, data entry, file organization, and retrieving court documents. - Assist with case management system tasks, including intakes, opening profiles for return/repeat...
Title: Intake Specialist – Order of Protection Job Responsibilities: - Assist in operating the same day Order of Protection Clinic by providing direct legal services to clients seeking Emergency Protective Orders. This includes interviewing clients about their situations, drafting detailed affidavits and...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead operations and execution for Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan aligned with Member...
Intelligence Specialist Job Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a critical position within the department of StratIntel at the organization, which is committed to delivering proactive intelligence to enhance investor protection and market integrity. The primary responsibilities for this...
Specialist Job Responsibilities The Immigration Specialist provides confidential legal assistance and representation in immigration matters, focusing on family reunification, naturalization, and humanitarian relief. Key responsibilities include: - Providing highly confidential direct immigration legal counseling to clients, emphasizing family reunification, naturalization, Violence Against Women...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties to address these...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a key member of the StratIntel team within the Member Supervision department at the organization. This role is critical to the mission of delivering proactive intelligence to enhance investor protection and...
Title: Staff Attorney, Technical Assistance Program Job Responsibilities: - Consult with stakeholders from various disciplines and entities on resources and best practices for serving immigrant children involved in a child welfare system. - Review and interpret legal documents from the . immigration system...
Title: Staff Attorney - Consumer Job Responsibilities: - Provide extended representation, including advocacy and litigation, in areas handled by the Consumer Practice Group (CPG) in bankruptcy, state, and federal courts. - Interview eligible clients on a wide range of consumer issues and provide...
Title: Senior Litigation Attorney Job Responsibilities: The Senior Litigation Attorney is tasked with managing litigation and legal advocacy efforts to protect the rights of immigrant children and youth facing removal from the United States. This includes those at risk...
Title Senior Attorney, Right to Zero Hub Job Responsibilities - Draft model legislation and policies to advance equitable zero-emission solutions. - Identify options to support the shift to zero-emissions across the industry, buildings, and transportation sectors. - Conduct and supervise advocacy...
Title: Senior Attorney, Environmental Enforcement Job Responsibilities: The Senior Attorney will play a pivotal role in **Members Only**'s newly established enforcement group, focusing on holding polluters accountable for violations of federal environmental laws that protect the land, air, and water. The position involves...
Title: Senior Litigation Assistant, Clean Energy Program Job Responsibilities: The Senior Litigation Assistant will provide administrative and litigation support services for the Clean Energy Program. This role will involve working closely with a team of eight Litigation Assistants and paralegals to support...
Title: Senior Litigation Assistant, Clean Energy Program Job Responsibilities: The Senior Litigation Assistant will provide administrative and litigation support services to a team of approximately thirty attorneys within the Clean Energy Program. The responsibilities include: - Preparing and editing documents...
Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in the investigations and decisions regarding whether to bring disciplinary actions against individuals and firms in the financial industry. This entry-level position provides substantive hands-on...
Title: Summer 2026 Law Student Internship Job Responsibilities: The Summer 2026 Law Student Internship at the organization offers law students an immersive experience in the legal field, providing them with the opportunity to engage in meaningful work that contributes to addressing the...