Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring... in identifying existing and emerging risks and engage with... internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with minimal supervision. - Collaborate with internal departments t...
Title: Vice President, Capital Markets, Fixed Income, and Compliance... Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and... Compliance teams, consisting of over 120 examiners and managers. This includes setting a multi-year strategic plan,...
of the department, primarily tasked with enhancing investor protection and market integrity through informed regulatory decisions. The key responsibilities include: - Leading complex analytical projects to identify and address emerging market risks with minimal... supervision. - Developing sophisticated frameworks for the eval...
the organization’s Member Supervision department. The individual in this position is responsible for leading complex analytical projects aimed at identifying emerging market risks with minimal... supervision. Key responsibilities include developing sophisticated frameworks to evaluate high-impact threats and providing expert in...
Risk Monitoring Director in identifying existing and emerging risks. - Engage in interactions... with internal and external parties. - Conduct risk monitoring activities, including complex or elevated risk firms, with minimal supervision. - Collaborate with internal departments to analyze, communicate, and make recom...
Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interact with... internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision. - Collaborate with internal departm...
Director. - Support the Risk Monitoring Director in identifying existing and emerging risks. - Interact with both... internal and external parties for risk-related matters. - Conduct risk monitoring activities, which may include complex or elevated risk firms, under the guidance and minimal superv...