the department of StratIntel at the organization, which is committed to delivering proactive intelligence to enhance investor protection and market integrity. The primary responsibilities for this role include: - Leading complex analytical projects to identify emerging market risks with minimal... supervision....
Director. - Identify existing and emerging risks, and interact with... internal and external parties. - Conduct risk monitoring activities, including dealing with complex or elevated risk firms, with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate with in...
Director. - Identify existing and emerging risks and interact with... internal and external parties to address these risks. - Perform risk monitoring activities, including those involving complex or elevated risk firms, with guidance and minimal supervision from a Risk Monitoring Director...
the Risk Monitoring Director in identifying existing and emerging risks and in interactions... with internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or des...
a Risk Monitoring Director. - Identify existing and emerging risks and interact with... internal and external parties. - Monitor complex or elevated risk firms with guidance and minimal supervision of a Risk Monitoring Director or designee. - Collaborate with internal departments to analyze,...
Title: Legal Supervisor, Immigrant Legal Defense Project Job Responsibilities: The Legal Supervisor is responsible for supervising a legal team within the Immigrant Legal Defense Project at the organization. This includes providing legal representation and counseling to non-detained immigrants appearing before the Department...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the Firm Grouping by setting a multi-year strategic plan, managing priorities in alignment with Member Supervision goals, and integrating Examination efforts with Regulatory Operations. - Provide strategic leadership...
Title: Legal Supervisor - Immigrant Legal Defense Project - Pro Bono Job Responsibilities: - Supervise pro bono case representation within the organization's Immigrant Legal Defense Project, ensuring quality legal counsel and representation. - Provide training, technical support, and legal review to pro bono...