Principal Investigator, NCP - IRG - All FINRA Locations (Open) FINRA is currently seeking an Associate Principal Investigator to join our Initial Review Group (IRG) in all FINRA locations. This is a full-time position with competitive salary and benefits....
Title: Principal Investigator, Specialist Team - All FINRA Locations Job Responsibilities: The Principal Investigator, Specialist Teams, is responsible for conducting high complexity routine and special investigations of FINRA member firms. This includes investigating potentially suspicious activities of persons associated with FINRA member...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization's Cyber and Analytics Unit (CAU) is tasked with leading the Cyber-Enabled Fraud (CEF) team. This team is responsible for overseeing the planning and execution of investigations into...
Principal Investigator, NCP - IRG - All FINRA Locations The Associate Principal Investigator, NCP - IRG, is responsible for reviewing and analyzing regulatory intelligence received through various sources, and making recommendations for appropriate regulatory responses. This includes conducting investigations,...
Public Company Accounting Oversight Board Department: Office of Board Member George R. Botic Job Title: Audit Board Fellow – Fall 2025 Experience: Preferably two years of professional work experience in the auditing profession, academia, or a relevant...
Analyst, Risk Monitoring - All FINRA Locations FINRA is currently seeking a Principal Analyst, Risk Monitoring to join our team in various locations across the US. The ideal candidate will have experience in risk monitoring and assessments, as well...