Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting)...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
External Strategic Engagements - All FINRA Locations Apply Logo locations Philadelphia, PA (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston,...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Senior Director, Financial Intelligence Fusion Center, Member Supervision - Any FINRA Location H2: Job Description and Requirements Organization: FINRA Job Title: Senior Director, Financial Intelligence Fusion Center, Member Supervision Job Requisition ID: R-009067 Location: Any FINRA Location (see list below) Time Type: Full Time Salary Range: $154,100...
a condition of employment, FINRA employees are required to comply with the Code of Conduct and all applicable FINRA rules and regulations, and to disclose to FINRA all brokerage accounts that they maintain and those in which they control trading...
of MS Operations, Procedures and Standards - All FINRA Locations: - Develop and implement procedures and standards across the program, working with SEC, Internal Audit, and Quality Assurance. - Provide strategic leadership and guidance for the program, including developing...
this legal externship with FINRA, you will have the opportunity to work closely with experienced attorneys, investigators, and management in the Enforcement department. Your main responsibilities will include conducting legal research and writing, reviewing documents, and assisting with preparation for...
Friendly Job Title: Associate Principal Investigator, NCP - IRG - All **MEMBERS ONLY**SIGN UP NOW***. Locations H1: Join **MEMBERS ONLY**SIGN UP NOW***. as an Associate Principal Investigator H2: Investigate Regulatory Intelligence at **MEMBERS ONLY**SIGN UP NOW***. Locations Nationwide Organization: **MEMBERS ONLY**SIGN UP NOW***. (Financial Industry Regulatory Authority) Job Type: Full Time Salary Range: $81,900 - $176,000 Experience Level:...
FINRA is seeking an Associate Principal Investigator to join their Initial Review Group (IRG) team at all FINRA locations. The IRG team is responsible for reviewing and analyzing regulatory intelligence received through various sources and escalating higher-risk matters. The...