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General Counsel, Broker-Dealer/Investment Advisor Group
The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
## Associate Principal Analyst, Risk Monitoring
FINRA is currently seeking an experienced and knowledgeable Associate Principal Analyst to join its Risk Monitoring team. The Associate Principal Analyst will be responsible for conducting risk monitoring activities and ongoing risk...
Analyst, Risk Monitoring
FINRA is seeking an experienced and knowledgeable Principal Analyst, Risk Monitoring to join their team. This position is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring...
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office of a BCG Attorney Search Top Ranked Law... seeks a near-partner lateral attorney with 3-5 years of... benefits like 401(k); 401(k) matching; Health insurance; Health savings account; Life insurance; Paid time off; Professional development assistance;... Relocation assistance; Retirement plan....