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Legal Affairs Associate
The candidate will... pro bono attorneys, manage regulatory and corporate governance compliance,... organizational filings compliance with regulatory requirements and industry best... practices to maintain its charitable status in all states and countries of work. Maintain global compliance...
Policy Division staff, External Affairs staff, VP for Strategic... and state legislative and regulatory developments and proposals on... issues; work with External Affairs staff to develop legislative... provide technical assistance to government officials, legislative staff, advocacy... groups, health care and...
Policy Division staff, External Affairs staff, VP for Strategic... and state legislative and regulatory developments and proposals on... issues; work with External Affairs staff to develop legislative... provide technical assistance to government officials, legislative staff, advocacy... groups, health care and...
the Office of Disciplinary Affairs requesting acceptance of offers... of Acceptance, Waiver, and Consent and authorization to file Formal Complaints. Direct and manage attorneys in the handling of large or complex cases in litigated disciplinary proceedings; and, serve as co-counsel...
issues, corporate governance or regulatory affairs. Research and analyze... abreast of legal and regulatory changes, emerging operations, and... insurance, trademark, trusts, privacy, nonprofit and relevant government regulations. Proficiency with MS... Office suite of products and Salesforce, Fluxx and NetSuite, preferred....
Regulatory Affairs and Compliance Analyst... to the Compliance and Regulatory Affairs department. Appropriately refer... substantive questions / key business issues to others and follows up to ensure resolution on behalf of the manager. Assess problems and develops solutions following general...
issues, corporate governance or regulatory affairs Researching and analyzing... the law on complex issues and writing memoranda for executives of the organization to stay abreast of legal and regulatory changes, emerging operations, and... other relevant legal issues of import to...
applicable corporate legal and regulatory requirements and commitments; defining... and managing legal and regulatory risk. Day to day... in an evolving legal, regulatory, and legislative environment; and... as project management and government and community affairs. Supervise... a legal assistant... who...
of operational, policy and regulatory issues. This support is... for FINRA’s Office of Government Affairs related to information... Supervision operational, policy and regulatory activities to advise FINRA’s... interactions with other regulators, government officials, the media, members,... investors and other stakeholders....
of operational, policy and regulatory issues, and their associated... firms, other regulators and government officials. Partner with Corporate... Supervision operational, policy and regulatory activities to advise organization's... for organization's Office of Government Affairs related to information... responsive... to requests from...