Title: Investment Funds, Regulatory Associate Job Responsibilities: - Assist fund sponsors with fundraising and transactions. - Navigate SEC examination and enforcement matters. - Review offering materials and fund governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings. - Respond to...
Midwest firm manages its practice groups efficiently and matter-of-factly. Solid and steady work help solidify this firm as a reliable player in the smaller law firm market. Associates can expect good training, including more hands-on work than in...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
legal industry. We not only have the best **Members Only** positions, but we also have the most. Investment Services Paralegal Duties: Prepare and review filings with the Securities and Exchange Commission through... the EDGAR system for mutual funds, investment advi...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate Securities Associate The candidate should... preferably have 4-6 years of legal experience in capital markets transactions. Should have thorough knowledge of the Securities Act of 1933 and... the preparation and filing of registration statements and should have experience with registered offerings of debt securities and securities offerings pursuant... to exemptions from registration. Must have strong drafting skills, a desire for client contact, an aptitude for managing se... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Securities Associate The candidate should... have 3-7 years of legal experience in capital markets transactions. Should have thorough knowledge of the Securities Act of 1933 and... the preparation and filing of registration statements and should have experience with registered offerings of debt securities and securities offerings pursuant... to exemptions from registration. Must have strong drafting skills, a desire for client contact, an aptitude for managing securities of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Securities Associate The candidate should... have 3-7 years of legal experience in capital markets transactions. Must have thorough knowledge of the Securities Act of 1933 and... the preparation and filing of registration statements and should have experience with registered offerings of debt securities and securities offerings pursuant... to exemptions from registration. Strong drafting skills, a desire for client contact, an aptitude for managing securities offerings and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Senior Associates and Counsel... The candidate must have in-depth 7+ years of experience in the following areas: Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934);... Registration and listing of securities, debt obligations, and knowledge... of NASDAQ and NYSE Rules; Reporting on Forms 10-K, 10-Q and 8-K; Proxy statements for annual and special shareholder meetings; Section 16 Reporting (Forms 3, 4, and 5); Compliance with R... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Associate and Counsel (Securities) The candidate will help... serve the firm's dynamic clients. Should have in-depth securities experience of 5+ years... in the following areas: public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934),... registration and listing of securities, debt obligations and knowledge... of NASDAQ and NYSE Rules, reporting on Forms 10-K, 10-Q, and 8-K, proxy statements for annual and special shareholder meetings, s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-Level Associates to Counsel-Level (Securities) The candidate Should have... 5+ years securities experience in the following... areas: Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934);... Registration and listing of securities, debt obligations and knowledge... of NASDAQ & NYSE Rules; Reporting on Forms 10-K, 10-Q and 8-K; Proxy statements for annual and special shareholder meetings; Section 16 Reporting (Forms 3, 4 and 5); Compliance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate must have 2+ years of experience in the Investment Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Exchange Act of 1934,... and related... regulations. Should have experience representing registered investment companies, private funds, and investment advisers, including the preparation and review of registration statements and offering documents, board meeting materials, investment m... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Midlevel Associate The candidate will be a part of an exciting global Asset Management and Investment Funds practice, work with a diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Senior Associate/Counsel The candidate should have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Exchange Act of 19...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Law Firm Securities Mid-Level Associates to Counsel-Level... Law Firm is looking for experienced securities attorneys ranging from mid-level... associates to counsel-level to join our expanding group. This is an opportunity to join a sophisticated and entrepreneurial practice in a collegial and supportive environment. Ideal candidates will have in-depth experience (4-6 years) in the following areas: • Public company rules and regulations (Securities Act of 1933, the... Securitie... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here