of issues under federal securities laws. Key responsibilities include: - Addressing Investment Company Act status issues and preparing related opinions. - Managing broker-dealer and investment adviser status... issues. - Providing counsel regarding broker-dealer and investment adviser registration... and compliance. - Setting up alternative...
Title: Manager, Real Estate Job Responsibilities: The Manager of Real Estate at the law firm will collaborate with the Managing Director of Real Estate to manage all real estate-related activities. The responsibilities include overseeing existing leases and facilitating site selection and lease...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Firm Seeks Securities Mid-Level Associates to Counsel-Level Law Firm is looking for experienced securities attorneys ranging from mid-level associates to counsel-level to join our expanding group. This is an opportunity to join a sophisticated and entrepreneurial practice in a collegial and supportive environment. Qualifications: - 4-6 years securities experience - Public company rules and regulations (Securities Act of 1933, the Securities Exchange Act of 1934)... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate The candidate Should have 2 – 3 years of legal experience. Will be responsible for all areas of state securities (“Blue Sky”) law practice and related areas of federal securities laws, including laws and regulations applicable to registered and exempt securities offerings. Specifically, representing issuers (including start-up companies, operating companies, hedge funds, private equity funds, venture capital funds, registered funds and other pooled investmen... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate or Senior Associate - Securities and Financial Services The candidate should have 3-5 years' experience providing regulatory counselling to investment advisers, registered investment companies and wealth management businesses (including retail broker-dealers). Knowledge of the Investment... Advisers Act of 1940 and the Investment Company Act of 1940, and strong writing skills, required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Industry Associate – Mid-Level Candidate will work generally consists of representing broker-dealers, ATSs, equity and option... exchanges and investment advisers regarding SEC and FINRA rules and regulations and in transactional matters. Bar admission (or eligibility to obtain admission promptly) respective to job location required. Should have experience and expertise working in teams and in managing substantial components of projects independently. Should have spec... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Blue Sky Attorney The candidate duties include: Leverage strong knowledge of federal securities offering exemptions and state Blue Sky and related federal and state broker-dealer laws, processes and procedures... to advise attorneys and paralegals on these and related issues. Conduct and supervise paralegals conducting Blue Sky analyses and prepare Blue Sky charts and memos for unlisted public and private offerings, private investment funds and broker-dealer exemptions. Draft a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Funds Associate (Mid-Level) The candidate should have experience and expertise in financial services and general experience both working in teams and in managing substantial components of transactions independently. Should have outstanding academic credentials, comparable law firm experience, and excellent written and verbal communication skills. New York bar admission (or eligibility to obtain admission promptly) required. Specific experience representing domestic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-level Financial Institutions Associate The candidate must have experience and expertise in financial services and general experience both working in teams and in managing substantial components of transactions independently. Should have specific experience representing domestic and international funds, investment advisers, broker dealers, and other financial... services businesses in structuring, formation and operation, as well as in various transactions including with res... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate The candidate will become involved, initially under supervision, in matters such as counseling clients concerning exempt offerings; analyzing whether an offering involves securities; preparation of blue sky surveys for underwriters of public offerings; and analysis and advice to investment advisers concerning state registration of representatives. The candidate should possess a strong academic record; and 4+ years of experience in the context of a major l... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Seeking an Attorney with 3+ years' experience in the area of broker-dealer regulation to join securities... regulation and litigation practice. Candidate will provide financial services institutions and professionals with compliance advice and will represent clients in regulatory investigations and proceedings before the SEC, SROs and state securities regulators. Experience with federal and state investment advisor regulation, a plus. Excellent academic credentials, communicatio... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Planning and Elder Law Attorney at Law Firm** Law Firm is seeking an experienced Estate Planning and Elder Law Attorney to join their growing team. This is an excellent opportunity for an attorney who is looking to take their career to the next level. The successful candidate will be responsible for leading the sales process in the initial client meetings, proposing and designing tailored estate plans for clients, and cultivating and nurturing referral partner rel... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here