Title: Regulatory Attorney Job Responsibilities: The Regulatory Attorney at the company is responsible for providing legal and regulatory support to the Wealth Management business, focusing on retail equities, options, and futures trading. Key responsibilities include: - Providing legal and regulatory advice to the...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Associate General Counsel - Corporate & Securities Duties: Compliance with Federal... securities laws, including the Securities... Act of 1933 and... the Securities Exchange Act of 1934,... including responsibility for 10-Ks,... 10-Qs, 8-Ks, proxy statements and Section 16 filings. Monitoring, maintaining and implementing various corporate governance practices and policies, including compliance with NASDAQ listing and SOX requirements. •Supporting Disclosure Committee and CEO and CFO qua... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will be working on primary and significant public company securities reporting and compliance responsibility... including Securities Act of 1933, Securities... Exchange Act of 1934... (10-Q, 10-K, 8-K, proxy... statements, Section 16 filings, etc.). Will be developing and maintaining policies and procedures to ensure compliance with SEC Regulations, Sarbanes-Oxley, Dodd-Frank, Regulation FD and other regulations applicable to public companies. Corporate governance,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel, Securities The candidate will support... compliance with . securities laws, including the Securities... Act of 1933 and... the Securities Exchange Act of 1934,... including registration statements, Forms... 10-K, 10-Q and 8-K, proxy statements and Section 16 filings. Will support monitoring, maintaining and implementing corporate governance practices and policies, including compliance with NASDAQ listing and SOX requirements. Support Disclosure Committee and CEO and C... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Assistant General Counsel The candidate will be responsible for assisting the General Counsel in conducting the legal affairs of firm. and its subsidiaries (the “Company”). Will be helping ensure legal compliance with (i) federal securities laws and (ii) federal... and state franchise laws. The successful candidate must possess a strong desire to learn and gain experience in all aspects of the law relating to the Company, including franchising, advertising, empl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel at **Members Only** is dedicated to helping investors worldwide achieve their financial objectives. To meet this goal, read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel (Hybrid) at Invesco Invesco is one of the world's leading asset managers, dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. We are looking for a Legal Counsel (Hybrid) to join our Invesco Real Estate Legal team. This role will provide legal suppor... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney - Private Bank The candidate supports credit transactions and issues involving high net worth (Private Bank and Brokerage customers referred to bank) clients, including securities-based loans, custom credit facilities... secured by real estate, other assets and other financial products, with emphasis on developing and maintaining forms, procedures and processes as well as providing time sensitive advice and support on individual transactions, including consumer and len... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal, Global Markets Attorney, Vice President The candidate will assist in supporting our Investment Banking Division corporate derivatives teams as well as our Securities Division fixed income sales... and trading desks in the Americas, particularly as it relates to our Latin American business. This position offers the opportunity to advise and partner with the firm’s fixed income businesses, including in Latin America, and other cross divisional stakeholders. Principal Respo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Alternative Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with... compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel, Corporate Request #: 4067 Division: EFH Location: DALLAS, TX 1 US Shift Work Required: No Travel Involved: None Job Type: Full Time (Exempt) Experience Level: Experienced/Non-Manager Minimum Education Required: Doctorate Category: Legal & Governmental Affairs Relocation Offered: Position Summary: read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here