Job Title: Counsel, Securities and Governance Job Responsibilities: The Counsel,... Securities and Governance role is... a unique opportunity to join a high-performing and collaborative team within the legal department of the company. The candidate will work on securities disclosure, transactional matters, and......
Lead Counsel, Corporate Job Responsibilities: - Securities Law & Disclosure: -... Provide expert advice on securities law compliance, including 1933... Act and 1934 Act filings... such as Forms 10-K, 10-Q, 8-K, Section 16, S-8, etc. - Lead preparation and review of the...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
3 The candidate should have 6-10 years of experience to join the team of attorneys supporting the investment advisory business within Asset Management. Will provide legal counsel on all aspects of the investment advisory business, with a focus on portfolio management, trading, institutional client marketing and sales, product development, investment structuring and operational and regulatory matters. Will report to the Managing Counsel overseeing day-to-day legal aff... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
3 The candidate should have 6-10 years of experience to join the team of attorneys supporting the investment advisory business within Asset Management. Will provide legal counsel on all aspects of the investment advisory business, with a focus on portfolio management, trading, institutional client marketing and sales, product development, investment structuring and operational and regulatory matters. Will report to the Managing Counsel overseeing day-to-day legal aff... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
3 The candidate should have 6-10 years of experience to join the team of attorneys supporting the investment advisory business within Asset Management. Will provide legal counsel on all aspects of the investment advisory business, with a focus on portfolio management, trading, institutional client marketing and sales, product development, investment structuring and operational and regulatory matters. Will report to the Managing Counsel overseeing day-to-day legal aff... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel The candidate will be responsible for providing strategic and tactical legal support to the Company Invest line of business. The Invest AGC will support the Company Invest team responsible for growing and supporting the existing self-directed brokerage and robo-advisor products and for developing new business strategies to provide comprehensive wealth management services. The Invest AGC will be responsible for providing legal support for all aspects... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Securities and Commercial Counsel The... candidate will report to the company's General Counsel. Will collaborate with other company departments in preparing and reviewing SEC filings, including proxy statements, Forms 10-K, 10-Q, and 8-K, as well as Section 16 filings. Support members of senior management and various departments, including by drafting, reviewing, negotiating and interpreting a wide variety of commercial agreements, such as SAAS; licensing; information t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Alternative Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with... compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney - Securities Transactions The candidate will... be working closely with the firm’s portfolio management and research teams and other business units to provide advice and counseling with respect to investment, corporate restructuring, and bankruptcy-related matters on behalf of Franklin’s registered funds and advisers, private funds, and institutional clients. Reviewing and negotiating investment-related documentation related to debt, equity (venture and private equity)... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Associate General Counsel (Wealth, Advisory & Brokerage Services Law) Company is seeking a Director, Associate General Counsel to join their Wealth, Advisory & Brokerage Services Law Team. This role will provide legal guidance and support a wide variety of products and services, including the wealth management business, self-directed brokerage platform, managed account programs, digital advice and wellness tools, banking and trust products and services, and edu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Wealth and Investment Management Investment Solutions **Members Only** Advisors, the retail brokerage business in WIM. Job Summary The Lead Couns... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
## Senior Lead Counsel - Capital Markets and Securities read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here