Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager in the Mutual Funds sector, you will... be expected to utilize your expertise in accounting and taxation to deliver tax compliance and consulting services to Investment Management clients. Your primary...
Title: Tax Senior - Mutual Funds Job Responsibilities: As a Tax... Senior, you will be a vital part of an engagement team, leveraging your experience in accounting and taxation to deliver tax compliance and consulting services to Investment Management clients. You will...
Title: Asset & Wealth Management - Renewable Energy Tax Senior Manager Job Responsibilities: As a Senior Manager in the Tax Services category, specializing in Industry Tax Practice, you will be part of a team addressing complex business issues from strategy to execution....
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Manager, Regional Compliance Officer The candidate will serve as a Regional Compliance Officer dedicated to a specific region of the broker/dealers footprint and responsible for providing advice and guidance with regard to both securities and investment advisory activities. Will work closely with regional sales supervisory management in assisting them in maintaining compliance with both the rules and regulations of the securities industry in addition to CI firm po... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Officer, Managed Funds The candidate will work... with other team members to participate in the identification, implementation, resolution, and ongoing monitoring of compliance issues related to the managed funds provided by company. These... include registered mutual funds, private funds, and... hedge... funds of funds. Develop, coordinate,... and execute various compliance testing and monitoring initiatives for company’s managed funds in such areas as:... disclosures, tr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
SVP, Compliance Director - Funds The candidate will be... for implementation of the mutual fund compliance program to... ensure its regulatory and fiduciary obligations are met. Serve as the Chief Compliance Officer (“CCOâ€) of company Mutual Funds and the company... Advantage... Funds (the “Fundsâ€). Reports to... the Board of Trustees of the Funds’ and to the company Chief Compliance Officer. Ensure development, enforcement, administration and ongoing maintenance of t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will join the legal group of a mutual fund and exchange-traded fund... services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing app... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will assist the Head of Legal for company as well as various Associate General Counsels in the US Legal department in executing legal responsibilities relating to company's asset management products with a particular focus on ETFs and other registered US based products. Will work with other members of the company US legal team (and company attorneys outside the US as necessary) to support various businesses. This role includes daily involvement w... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Derivatives The candidate will work with other members of the legal team as well as counterparts and internal clients across the globe to support our various product lines. Responsible for derivatives related contract work to support the derivatives trading capabilities of the firm. Responsible to track, monitor and guide the business in its strategic response to derivatives regulatory reform. This necessarily requires cross-border collaboration with counterp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Advisory Compliance The candidate responsibilities will include: Develop compliance program for iShares ETFs, mutual funds, closed-end funds and... sub-advised funds, including designing policies and... procedures and the associated testing program. Collaborate on new product development and related compliance program build outs. Analysis and implementation of new regulations including liquidity rule, fund of funds rule and ETF Rule.... Support expansion of comprehens... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Pwm, Financial Investment Professional, Associate The candidate will pimary point of contact for select client relationships. Resource to multiple PWAs in supporting client relationships for the team. Conduct portfolio level analysis, including asset allocations and portfolio performance review presentations, as well as prepare client presentation. Assist in the management (implementation and rebalancing) of client investment portfolios across global fixed income, equi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel - Exchange Traded Fund The candidate will assist the Head of Legal as well as various Assistant General Counsels in the US Legal department in executing legal responsibilities relating to the company's asset management products with a particular focus on Exchange Traded Funds (ETF) and other registered... products. This role includes daily involvement with both internal and external business clients and participation in the normal business decision-mak... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal, Associate The candidate prepares and edits initial drafts and separately, reviews for quality control, fund filings with the SEC, including prospectuses and statements of additional information for new funds, annual updates and supplements... to existing fund registrations. Communicating with business groups, portfolio management, index providers, internal and outside counsel, and other service providers to facilitate SEC filings. Partner with business groups, creati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here