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Boston Compliance Paralegal Jobs in In-House

- 13 jobs
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Job info
SPONSORED JOB
Company
Experience
3-5 yrs required
Location
Boston, MA
Posted Date
Dec 09, 2021
Total Views
1
paralegal compliance Duties: The candidate will collaborate... with benefits consultants and compliance staff members, assist them... on the health compliance issues and problems, and... technical material for the compliance consultants; supervise the preparation...... read more
SPONSORED JOB
Experience
Min 1 yrs required
Location
Boston, MA
Posted Date
Jan 23, 2022
Total Views
2
Commercial Real Estate Banking paralegal The candidate reviews and prepares... transactional documents, including credit agreements, amendments, forbearance and settlement agreements, mortgage and lien-related documents. Reviews title reports and organizational and authorization... read more
Company
In-House
Experience
Min 5 yrs required
Location
Boston, MA
Posted Date
Jan 03, 2022
Info Source
Employer
Total Views
2
M&A Paralegal / Program Manager Responsibilities:... Support all aspects of merger and acquisition transactions and other strategic corporate development transactions, including due diligence, document preparation, closing mechanics, and post-closing integration and administration. Work with outside counsel on the formation of... read more
Company
In-House
Experience
Min 8 yrs required
Location
Burlington, MA
Posted Date
Jan 22, 2022
Info Source
Employer
Total Views
5
Chief Compliance Officer Responsibilities: Establish a... Compliance Committee comprised of representatives... identified by the Chief Compliance Officer from time to... and administration of the Compliance The Chief Compliance Officer... the Chair of the Compliance Committee. Review, in consultation... corporate units and the Compliance Committee, the Company’s compliance...... read more
Company
In-House
Experience
Min 3 yrs required
Location
Newton, MA
Posted Date
Jan 22, 2022
Info Source
Employer
Regulatory Analyst The candidate will assist in the advancement of key State Regulatory initiatives and programs that are critical to the US firm. As an analyst in State Regulatory, will gain a deeper understanding of the state regulatory environment in... read more
Company
In-House
Experience
Min 2 yrs required
Location
Boston, MA
Posted Date
Jan 16, 2022
Info Source
Employer
Total Views
1
Regulatory Analyst I / Paralegal Responsibilities: Review and prepare... regulatory filings to the U.S. Securities and Exchange Commission or other regulating agencies/authorities. Promptly identify and elevate issues of concern for review. Ensure filings and other documentation are prepared in a... read more
Company
In-House
Experience
3-5 yrs required
Location
Boston, MA
Posted Date
Jan 21, 2022
Info Source
Employer
Total Views
1
Finance Account Manager III Duties: Lead process with Lenders or Trade Product Sales in procuring documentation and information essential to trade product processing. Carefully review letter of credit application and documentation package to ensure accuracy and manage revisions as necessary.... read more
Company
In-House
Experience
3-5 yrs required
Location
Boston, MA
Posted Date
Jan 21, 2022
Info Source
Employer
Total Views
4
Underwriting Assistant Duties: Provides support and assistance to assigned underwriter(s). Responsibilities include creating settlement statements and proofreading title polices. Create settlement statements in a timely and accurate fashion. Creating and proofreading of title policies, invoicing, revisions to our commitment and... read more
Company
In-House
Experience
3-7 yrs required
Location
Boston, MA
Posted Date
Jan 06, 2022
Info Source
Employer
Total Views
9
Compliance Manager, Asset Management Compliance... Responsibilities: Perform timely and... are effectively coded into compliance systems for ongoing monitoring... closely with the investment compliance team, portfolio managers, legal... vendors to continuously improve compliance monitoring of investment guidelines... and initiatives across investment compliance team, including account guideline...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Wellesley, MA
Posted Date
Jan 10, 2022
Info Source
Employer
Total Views
2
Compliance Analyst The candidate will... the annual supervisory and compliance program review and testing... for compliance with Investment Advisers Act... needed and preparing Annual Compliance / Supervisory Reports for... recommendation and implementation of compliance policies, procedures/controls. Prepare training... lines, including operations, and compliance. Assist with the preparation... Compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Boston, MA
Posted Date
Jan 16, 2022
Info Source
Employer
Total Views
2
in assigned Filings in compliance with prescribed requirements. Assist... Board approval. Review materials (including shareholder reports and other documents) for other departments to ensure regulatory compliance. Mentor and train junior... Fund Regulatory Specialists and supervise their Filing activities as requested.... read more
Company
In-House
Experience
Min 3 yrs required
Location
Boston, MA
Posted Date
Jan 22, 2022
Info Source
Employer
Regulatory Analyst The candidate will assist in the advancement of key State Regulatory initiatives and programs that are critical to the US firm. As an analyst in State Regulatory, will gain a deeper understanding of the state regulatory environment in... read more
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