Job Title: Corporate & Investment Bank Securities Services Attorney Job... Responsibilities: - Reviewing, identifying, analyzing,... and escalating issues raised during the negotiation of various complex service agreements, including custody, fund administration, and non-disclosure agreements for institutional clients. - Contributing to the oversight of...
Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects of the Bank’s full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including...
Execution Team (FET), you will utilize your legal expertise to support strategic decision making in the areas of investment vehicle management, capital raising,... and regulatory and governance matters. This role offers a competitive salary range of $140,, per year, bas...
Public Finance Attorney - Vice President, Assistant... and knowledgeable Public Finance Attorney to join our legal... support the Commercial and Investment Bank’s Public Finance business... in the Americas. - You will have the opportunity to work with a successful, versatile,...
Title: Associate General Counsel Job Responsibilities: The Associate General Counsel will be responsible for providing comprehensive legal guidance to senior management and the business, supporting the entirety of the Wealth Management business. Key responsibilities include: - Advising senior management and...
a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. -... Advise on new product development and regulatory risk management decisions. - Keep informed on legislation a...
contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. -... Advise on new product development and regulatory risk management decisions. - Keep...
Title: Junior M&A Advisory Attorney Job Responsibilities: - Provide... legal advice to the Investment Banking Division (IBD), including... the Mergers & Acquisitions (M&A) group and industry coverage groups, on various legal matters. These include deal structures, . securities laws, state...
cross-border mergers, acquisitions, and dispositions; joint ventures and non-control investments; reorganizations and spin-offs; equity and debt capital raises; commercial contracts; banking, financial and risk transfer... transactions; and structured investments. - Review and draft various transaction documents such as purchase agreements, shareholder...
Futures and Cleared Derivatives Attorney, Vice President Job Responsibilities: - Serve... Legal at a leading investment bank, addressing a wide... range of legal and regulatory questions related to the Futures Commission Merchant (FCM) business and associated functions. - Act as a trusted advisor...
TITLE Legal, Structured Finance Attorney, Vice President JOB RESPONSIBILITIES... - Provide legal counsel and advice supporting the firm's Structured Finance and Mortgage businesses. - Advise business teams on structured finance transactions, including commercial mortgage and mezzanine loan transactions, commercial mortgage...
providing comprehensive legal coverage and oversight for the company's affiliated . investment adviser. This leadership role... requires sound judgment and a deep sense of organizational stewardship. The position involves building a business from the ground up and designing and imp...
federal securities law compliance for a publicly traded real estate investment and financial services company. -... Take an active role in supporting public and private debt and equity offerings, investment transactions, secured financing transactions... including mortgage loan warehouse/repurchase facilities, M&A transactions...
the company's real estate investment funds to ensure adherence... to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations, identifying opportunities to modify or enhance the compliance program’s policies and...
Title: Sr. Associate/VP - Associate General Counsel Job Responsibilities: The Sr. Associate/VP - Associate General Counsel is responsible for representing the company and its affiliated entities and managed accounts as lenders and investors in senior lending transactions. This role involves structuring...
to the Corporate & Investment Banking Group (CIB), including... the New York branch and an SEC-registered broker dealer. - Counsel on legal and regulatory issues, conduct legal research, and review documentation for financial transactions. - Present updates to senior management and manage...
the company's real estate investment funds. - Ensure adherence... to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations. - Modify and enhance compliance program policies and procedures as...
Title: Senior Director, Senior Managing Counsel Job Responsibilities: The Senior Director, Senior Managing Counsel at Company plays a pivotal role in the Legal department, reporting directly to the Head of Legal for Company Pershing/Company Wealth Services. The primary responsibilities include: - Acting as...
Job Title: Consumer Banking Attorney - Vice President... on deposit, lending, and investment products for affluent individual... Provide strategic and practical legal advice to operational areas handling complex account changes, including matters related to powers of attorney, trusts and esta...
VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time...