investment funds. - Ensure adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations. - Modify and... enhance compliance program policies and procedures as needed. - Oversee a...
Asset Management - Infrastructure Fund Formation - Vice President... Vice President in the Fund Execution Team (FET), you... will utilize your legal expertise to support strategic decision making in the areas of investment vehicle management, capital raising, and regulatory and...
Title: Legal & Compliance - Transactions Attorney – Private Equity Strategies, VP Job Responsibilities: - Lead and manage complex legal transactions, including mergers, acquisitions, structured investments, divestitures, joint ventures, and strategic partnerships. - Draft, review, and negotiate a wide range of transactional documents,...
raised during the negotiation of various complex service agreements, including custody, fund administration, and non-disclosure agreements... for institutional clients. - Contributing to the oversight of the contents and execution of documents. - Ensuring day-to-day support of Securities Services business and functional partners....
Title: US Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage legal coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. -...
matters related to hedge fund, hybrid fund, and hedge... fund investing and structuring. The... primary job responsibilities include: - Structuring, negotiating, and forming BXMA’s commingled and customized funds and portfolio investments. - Negotiating and executing certain direct and indirect investments...
company's ETF and mutual fund distribution business. - Research and... provide legal advice to business regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with clients, service providers, and others regarding contract terms and conditions and other information. -...
the GIC Real Estate (GICRE) group. This includes a focus on joint ventures, portfolio and single-asset acquisitions and dispositions, and fund investments. - Reviewing and advising... on regulatory compliance issues connected to GICRE's investment activities. - Liaising and consulting with top internat...
Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate... Counsel is a key member of the Legal Risk Sustainability Compliance (LRSC) Team at the company, specifically supporting the company’s real estate investment funds. The role involves: - Advising on a wide...
Title: Junior M&A Advisory Attorney Job Responsibilities: - Provide legal advice to the Investment Banking Division (IBD), including the Mergers & Acquisitions (M&A) group and industry coverage groups, on various legal matters. These include deal structures, . securities laws, state...
Title: Senior Contracts Counsel Job Responsibilities: - Serve as legal counsel for business and corporate units, focusing on commercial and corporate contracts, particularly contract review and support. - Manage the entire vendor contracting cycle, from initial drafting to execution, ensuring timely and successful...
Title: Commercial Counsel - US ODC Job Responsibilities: The role of a Commercial Counsel at the company involves providing comprehensive legal support to the US business across various functions. The responsibilities include: - Reviewing marketing and promotional materials for advertising campaigns. - Drafting agreements...
for GP stakes and the establishment of rated feeder fund structures. - Advise on... and oversee the legal structuring and seeding of new Business Development Company (BDC) platforms, ensuring compliance with relevant US regulations and industry best practices. - Col...
Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director,... Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team at the company, serving as the in-house counsel for the company's real estate investment funds. The primary responsibilities...
Title: Regulatory Counsel Job Responsibilities: - Deliver strategic and tactical legal support for the company's consumer deposit and lending products. - Monitor and analyze federal, state, and local regulatory developments concerning consumer banking products and operations, engaging with business partners to ensure understanding...
Title: Senior Counsel - AFC Job Responsibilities: - Provide legal advice on . and international sanctions, anti-money laundering (AML) requirements, Foreign Corrupt Practices Act (FCPA), and anti-corruption laws, including revisions and new regulations. - Advise on the interpretation and implementation of economic sanctions...
Title: Senior Claim Counsel Job Responsibilities: - Follow operational policies to analyze, investigate, and resolve Bond & Specialty Insurance (BSI) claims of varying severity levels with limited supervision from claims management. - Prepare and present reports for management that accurately reflect loss development,...
Title: Parametric Derivatives Attorney, Vice President Job Responsibilities: The Parametric Derivatives Attorney, Vice President, is responsible for advising on derivatives-related trading agreements and regulatory obligations within the Investment Management Legal team. The role entails: - Collaborating with business partners to...
Title: Counsel, Claim Job Responsibilities: - Handle a caseload of predominantly low to moderate complexity, delivering optimal results for insured customers. - Develop and apply effective litigation skills and techniques to try cases to verdict or negotiate resolution. - Conduct legal research and demonstrate...
Title: Legal & Compliance - Real Estate - Attorney, SVP Job Responsibilities: The Senior Vice President (SVP) will join the in-house legal team supporting the Real Estate business at the company. This role entails providing strategic legal guidance on a...
Title: Claim Counsel, Professional Liability Job Responsibilities: - Follow operational policies to analyze, investigate, and resolve Bond & Specialty Insurance (BSI) claims of varying levels of severity with moderate supervision from claims management. - Prepare and present reports for management that accurately reflect...
for agency securities finance, custody, and fund services with institutional clients. -... Collaborate with stakeholders across Securities Services product areas, including senior business and control partners, to identify and mitigate legal risks. - Analyze and assess the impact of legal and reg...
Claim Counsel Job Responsibilities - Analyze, investigate, and resolve Bond & Specialty Insurance (BSI) claims of varying severity with limited supervision. - Prepare and present management reports reflecting loss development, financial exposure, reserve adjustments, coverage issues, and claim and recovery strategies. - Retain, monitor,...
Draft and provide guidance on payment system rules and rule interpretations. - Research, interpret, and advise on applicable federal and state laws, including Uniform Commercial Code articles 4 and 4A, the Electronic Fund Transfer Act, Bank Secrecy... Act/anti-money-laundering requirements, and economi...
Title: Executive Director, Assistant General Counsel - Asset Management Job Responsibilities: The Executive Director, Assistant General Counsel - Asset Management at the company is tasked with providing comprehensive legal coverage and oversight for the company's affiliated . investment adviser. This leadership role...
Title: Counsel-Trading & Regulatory Derivatives and Financial Products Job Responsibilities: The role of Counsel in Trading & Regulatory Derivatives and Financial Products involves a variety of responsibilities centered around legal and regulatory aspects of trading activities. The key responsibilities include: - Documentation...
Title: Senior Counsel, In-House Coverage Litigation Job Responsibilities: - Represent the company in state and federal court for the litigation and resolution of commercial and personal lines insurance coverage disputes. - Act as lead counsel on moderately complex to complex coverage matters from...
Job Title: Sr. Director, Fund Compliance Job Responsibilities: Regulatory Compliance and... securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and assess their impact on fund operations, identifying opportunities to... modify or enhance the compliance program’s policies and procedures. - O...
Title: Sr. Associate/VP - Associate General Counsel Job Responsibilities: The Sr. Associate/VP - Associate General Counsel is responsible for representing the company and its affiliated entities and managed accounts as lenders and investors in senior lending transactions. This role involves structuring...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the company’s Digital Asset Management team on all aspects of the company’s cryptocurrency and blockchain products and services business. - Advise the Digital Asset Management...
Title: Counsel, Retail Job Responsibilities: - Support the day-to-day legal aspects of the asset management business, focusing on mutual funds, interval funds, and retail SMA (wrap program) business. - Review and negotiate firm-level vendor contracts across various business functions, ensuring alignment with legal,...
H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ... Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time role with a competitive salary range of...
Title: Tax Manager – National Real Estate Job Responsibilities: The Tax Manager in the National Real Estate division is responsible for a range of duties that require a deep understanding of federal income tax issues and their application in the real estate...