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Attorney - Securities Transactions
The... firm’s portfolio management and research teams and other business... Knowledge of IRC and ERISA is helpful but not... required. Must be a self-directed individual with excellent writing and verbal skills; a high degree of attention...
including plans governed by ERISA and Reg 409A. As... Strong ability to investigate, research and comprehend new laws... and technology. Comfortable in a fast-paced and changing environment. Licensed to practice law in at least one jurisdiction in the United States....
- International Advisory Investments Attorney
The candidate will support... broker/dealer, NYLIFE Distributors. Identify, research and advise on domestic... as an investments advisory attorney at a law firm... US broker dealer laws, ERISA, ’40 Act, and Commodities... Exchange Act - CPO/CTA...