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New York City Dodd Frank Attorney Jobs in In-House

- 16 jobs
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Job info
Company
In-House
Location
New York City, NY
Posted Date
Jan 16, 2022
Info Source
Employer
Total Views
35
such as Sarbanes-Oxley Act, Dodd-Frank Act, Nasdaq listing standards,... and Regulation FD; Ability to work within and leverage cross-functional teams and be persuasive up, down, and across the organization; Ability to work proactively, collaboratively, and persuasively with internal and external... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Jan 18, 2022
Info Source
Employer
Total Views
86
including the Sarbanes-Oxley Act, Dodd-Frank Act, NYSE listing standards,... Regulation FD, and insider trading. Establish appropriate policies, processes, and systems in areas of coverage that enable the company to grow and scale effectively, including subsidiary entities as appropriate. Provide advice... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Jan 06, 2022
Info Source
Employer
Total Views
121
Seeking Bank Regulatory Attorney with 10+ years of... applicable law, including the Dodd-Frank Act, Bank Holding Company... Act, International Banking Act, the a plus. Bank Regulatory Attorney#187859 Your field of responsibility... applicable law, including the Dodd-Frank Act, Bank Holding Company...... read more
Company
In-House
Experience
1-2 yrs required
Location
New York City, NY
Posted Date
Jan 18, 2022
Info Source
Employer
Total Views
5
the relevant field: CFTC Dodd-Frank Swap Dealer Regulations –... Derivatives – Foreign Exchange Trading. Relevant knowledge and recent experience with respect to ISDA documentation. Prior corporate legal experience within the financial services industry or experience in the practice area. Excellent... read more
Company
In-House
Experience
2-5 yrs required
Location
New York City, NY
Posted Date
Jan 05, 2022
Info Source
Employer
Total Views
15
activities and products regarding Dodd Frank Title VII, securities... law, foreign regulations and tax considerations. Manage documentation process, working closely with both onboarding and counterparties. Develop and implement administrative systems, policies and procedures for growing legal department. Consider new technologies... read more
Company
In-House
Experience
5-8 yrs required
Location
New York City, NY
Posted Date
Jan 18, 2022
Info Source
Employer
Total Views
36
new products and services, Dodd-Frank compliance, advising the firm’s... and implementation regarding the Dodd Frank Act Enhanced Prudential... Standards Participate in firm-wide and business centered stress-testing initiatives, including yearly CCAR preparation and submission and DFAST stress-testing exercises. “Connecting the dots”... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jan 18, 2022
Info Source
Employer
Total Views
3
Investment Management Attorney Responsibilities and Duties: Providing... agreements. ISDA agreements and Dodd-Frank, EMIR and the NFA/CFTC... required documentation. Disclosure Documentation – Review, draft or update, as appropriate, the following regulatory disclosures and offering documentation: Form ADV Part 1, Part 2A... read more
Company
In-House
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Jan 21, 2022
Info Source
Employer
Total Views
14
requirements, including swap execution and clearing requirements and other Dodd Frank derivatives requirements. Will... work a successful, well established team of professionals, and will be provided with extensive training upon joining followed by continued on the job support when needed.... read more
Company
In-House
Experience
10-15 yrs required
Location
New York City, NY
Posted Date
Jan 09, 2022
Info Source
Employer
Total Views
82
including the Sarbanes-Oxley Act, Dodd-Frank Act, Nasdaq listing standards... Regulation FD and insider trading. Prepare for annual stockholder meetings, including proxy statements and meeting planning and logistics. Advising on ISS, Glass Lewis and other proxy advisory service positions and corporate... read more
Company
In-House
Experience
10-15 yrs required
Location
New York City, NY
Posted Date
Jan 09, 2022
Info Source
Employer
Total Views
69
including the Sarbanes-Oxley Act, Dodd-Frank Act, Nasdaq listing standards... Regulation FD and insider trading. Prepare for annual stockholder meetings, including proxy statements and meeting planning and logistics. Advising on ISS, Glass Lewis and other proxy advisory service positions and corporate... read more
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