Job Title: Managing Director and Associate General Counsel,... Lead Audit Counsel Job... Responsibilities: - Serve as the primary contact for leadership of the Audit and Assurance Practice on legal and regulatory matters related to professional services. - Advise the Tax...
Job Title: Senior Director, Senior Managing Counsel Job... variety of advisory, custody, operational, and technology services. - Provide general legal support to the... broker-dealer and registered investment adviser as needed. - Advise on new product development and regulatory risk manageme...
Job Title: Director, Managing Counsel Job Responsibilities: -... advisory, custody, operational, and technology services. - Provide general legal support to the... broker-dealer and registered investment adviser as needed. - Advise on new product development and regulatory risk management decisions. - Keep...
Job Title: Director, Corporate Counsel - California... Employment Attorney Job Responsibilities: The Director – Corporate Counsel, California... Employment serves as a trusted legal advisor to the business, specifically focusing on HR-related legal issues across California, Washington, Oregon, and other West...
Job Title: Staff Director Securities/Corporate Law Job Responsibilities: - Implement... the highest corporate governance standards and structure within the company. - Responsible for preparing proxy statements and related executive compensation and corporate governance disclosures. - Provide legal support for all SEC filings and reporting...